THE ETF STORE, INC.
Adviser information for THE ETF STORE, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,303 | $229.8M |
| Non-Discretionary | 18 | $29.8M |
| Total | 1,321 | $259.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 339 | $75.1M |
| HNW Individuals | 71 | $153.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 18 | $29.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112654 |
|---|---|
| SEC ERA File Number | 801-112654 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148229 |
| Legal Entity Identifier | None |
Principal Office
7300 WEST 110TH STREETSUITE 870
OVERLAND PARK
KS
United States
Monday - Friday, 8:00 AM - 5:30 PM
Tel: 877-365-3837, Fax: 877-715-8416
Websites
www.facebook.com/etfstore/
www.linkedin.com/company/novadius-wealth-management
www.facebook.com/novadiuswealth
iportfolios.com
www.etfprime.com
www.etfstore.com
www.twitter.com/etfstore
www.linkedin.com/etfstore
www.twitter.com/etfprime
www.novadius.com
twitter.com/novadiuswealth
theetfeducator.com/
Chief Compliance Officer
NATHAN GERACI
PRESIDENT
7300 WEST 110TH STREET
SUITE 870
OVERLAND PARK
KS
United States
Tel:
877-365-3837
Fax:
877-715-8416
N******@***********M
(Full email address available in API data)
Regulatory Contact
ELLIOTT HOMAN
INVESTMENT ADVISOR REPRESENTATIVE
7300 WEST 110TH STREET
SUITE 870
OVERLAND PARK
KS
United States
Tel:
877-365-3837
Fax:
877-715-8416
E*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASSMAN, JOSEPH, MICHAEL | Individual | – | DIRECT OWNER | 06/2008 | 50-75% |
| GERACI, NATHAN | Individual | – | PRESIDENT, CCO | 11/2008 | 5-10% |
| GOGEL, MATTHEW, JOHN | Individual | – | DIRECT OWNER | 10/2010 | 10-25% |
| KELLY, CONOR, RANDAL | Individual | – | INVESTMENT ADVISOR | 01/2022 | 5-10% |