CMC FINANCIAL GROUP, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Georgia, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	236	$147.9M
Non-Discretionary	177	$48.4M
Total	413	$196.3M

Clients

Type	Number	RAUM
Individuals	141	$31.7M
HNW Individuals	40	$164.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$40,007
Other	10	$553,295

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation	% of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	147.5M

Portfolio Manager to Program	Sponsor
CMC FINANCIAL GROUP WRAP PROGRAM	CMC FINANCIAL GROUP, LLC

Identifiers

SEC RIA File Number	801-112662
SEC ERA File Number	801-112662
SEC CIK Numbers	None
SEC CRD Numbers	292413
Legal Entity Identifier	None

Principal Office

7000 CENTRAL PARKWAY
SUITE 225
ATLANTA
GA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic