WOODSTOCK WEALTH MANAGEMENT, INC.
Adviser information for WOODSTOCK WEALTH MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 26 |
| Licensed Agents of an Insurance Company | 22 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,412 | $511.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2,412 | $511.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,332 | $269.3M |
| HNW Individuals | 85 | $228.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $227,132 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 32 | $13.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112663 |
|---|---|
| SEC ERA File Number | 801-112663 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283472 |
| Legal Entity Identifier | None |
Principal Office
250 RIVER PARK NORTH DRIVEWOODSTOCK
GA
United States
Monday - Friday, 9:00AM - 4:00PM
Tel: 800-279-4468, Fax: None
Chief Compliance Officer
WILLIAM J. RAIKE
CEO
250 RIVER PARK NORTH DRIVE
WOODSTOCK
GA
United States
Tel:
800-279-4468
A*****@*********M
(Full email address available in API data)
Regulatory Contact
ANTHONY BRANCA
COO
250 RIVER PARK NORTH DRIVE
WOODSTOCK
GA
United States
Tel:
770-373-3409
A******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOODSTOCK HOLDINGS INC. | Domestic Entity | – | OWNER | 03/2010 | > 75% |
| RAIKE, WILLIAM, JASPER | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 03/2010 | < 5% |
| RAIKE, WILLIAM, JASPER | Individual | RAIKE, WILLIAM, JASPER | PRESIDENT/CEO | 03/1995 | > 75% |
| BRANCA, ANTHONY, DOUGLAS | Individual | – | PRESIDENT | 03/2023 | < 5% |