T. ROWE PRICE AUSTRALIA LIMITED
Adviser information for T. ROWE PRICE AUSTRALIA LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Australia |
Employees
| Total Number of Employees | 58 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 43 | $14.9B |
| Non-Discretionary | 0 | $0 |
| Total | 43 | $14.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $1.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $13.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $109.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $204.3M |
| Corporations or other businesses | <5 | $8.1M |
| Other | <5 | $8.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 81 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-112672 |
|---|---|
| SEC ERA File Number | 801-112672 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290594 |
| Legal Entity Identifier | 5493003T9X7RJNNM2N04 |
Principal Office
LEVEL 28, GOVERNOR PHILLIP TOWER1 FARRER PLACE
SYDNEY, NEW SOUTH WALES
Australia
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 61 2 8667 5700, Fax: None
Chief Compliance Officer
RIKI CHAO
VICE PRESIDENT
6/F CHATER HOUSE
8 CONNAUGHT ROAD
CENTRAL
Hong Kong
Tel:
852-2536-7353
R********@*************M
(Full email address available in API data)
Regulatory Contact
RYAN NOLAN
VICE PRESIDENT
4515 PAINTERS MILL ROAD
OWINGS MILLS
MD
United States
Tel:
410-345-6618
Fax:
410-577-6575
R*********@*************M
(Full email address available in API data)
Industry Affiliates
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| OAK HILL ADVISORS (EUROPE) LLP | Other investment adviser, including financial planners |
| OAK HILL ADVISORS, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA (UK) LLP | Other investment adviser, including financial planners |
| OHA AD CO-INVESTMENT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA AD CUSTOMIZED CREDIT FUND GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA AD DISLOCATION CREDIT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA AD DISLOCATION CREDIT II GENPAR, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA ALOHA EUROPEAN CREDIT FUND GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA ARTESIAN CUSTOMIZED CREDIT FUND I GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA ASIA CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA BCSS SSD GENPAR II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA BCSS SSD GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA BLACK BEAR GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CA CUSTOMIZED CREDIT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CENTRE STREET GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CLO ENHANCED EQUITY GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CLO ENHANCED EQUITY II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CLO STRATEGIES FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT CADENZA GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT OPPORTUNITIES CA (C) GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT ORIGINATION GENPAR I, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT SOLUTIONS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CREDIT SOLUTIONS II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA CUSTOM MULTI-SECTOR CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DELAWARE CUSTOMIZED CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DELAWARE CUSTOMIZED CREDIT FUND-F GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DIVERSIFIED CREDIT STRATEGIES (PARALLEL II) GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DIVERSIFIED CREDIT STRATEGIES GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA DIVERSIFIED CREDIT STRATEGIES TRACTOR FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA DYNAMIC CREDIT ORCA GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA ENHANCED CREDIT STRATEGIES GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA EUROPEAN STRATEGIC CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA FD CUSTOM CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA FINLANDIA CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA GLOBAL DIRECTOR, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OHA HT LEV LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA KC CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA LDN CUSTOMISED CREDIT MASTER GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA LEGATO LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA MADISON LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA MANAGEMENT (LUXEMBOURG) S.A.R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OHA MD OPPORTUNISTIC CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA MPS SSD GENPAR II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA MPS SSD GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA NEWBURY PARTNERS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA PRIVATE CREDIT ADVISORS II, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA PRIVATE CREDIT ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA REAL ASSET OPPORTUNITIES FUND I GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA SA CUSTOMIZED CREDIT GENPAR LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA STRATEGIC CREDIT II GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA STRUCTURE PRODUCTS D GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA STRUCTURED PRODUCTS C GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA STRUCTURED PRODUCTS E GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA STRUCTURED PRODUCTS II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA STRUCTURED PRODUCTS III GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TACTICAL INVESTMENT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT III GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT IV GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA TKY CUSTOMIZED CREDIT V GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| OHA UK CUSTOMIZED RMBS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHA-CDP ESCF GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| OHAT CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| T. ROWE PRICE (CANADA), INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE (LUXEMBOURG) MANAGEMENT S.� R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| T. ROWE PRICE ASSOCIATES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE INTERNATIONAL LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE INVESTMENT SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| T. ROWE PRICE JAPAN, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| T. ROWE PRICE SINGAPORE PRIVATE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| T. ROWE PRICE TRUST COMPANY | Trust companySponsor, GP, manager of pooled investment vehicles |
| T.ROWE PRICE HONG KONG LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| T.ROWE PRICE INVESTMENT MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| UTI ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| T. ROWE PRICE GLOBAL HIGH INCOME FUND | Hedge Fund | $28.2M | $0.5M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OESTREICHER, DAVID, NMN | Individual | – | CHIEF LEGAL COUNSEL | 04/2018 | < 5% |
| T. ROWE PRICE INTERNATIONAL LTD | Foreign Entity | – | DIRECT OWNER | 04/2018 | > 75% |
| T. ROWE PRICE GROUP, INC. | Domestic Entity | T. ROWE PRICE ASSOCIATES, INC. | INDIRECT OWNER | 04/2018 | > 75% |
| Jenneke, Randal | Individual | – | DIRECTOR | 07/2017 | < 5% |
| T. ROWE PRICE ASSOCIATES, INC. | Domestic Entity | T. ROWE PRICE INTERNATIONAL LTD | INDIRECT OWNER | 04/2018 | > 75% |
| HALL, DARREN | Individual | – | DIRECTOR | 06/2020 | < 5% |
| Chao, Sik | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| CHAN, ELSIE, OI SZE | Individual | – | DIRECTOR | 11/2022 | < 5% |