BEYOND WEALTH MANAGEMENT GROUP, LLC
Adviser information for BEYOND WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 620 | $65.6M |
| Non-Discretionary | 0 | $0 |
| Total | 620 | $65.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 244 | $31.5M |
| HNW Individuals | 11 | $27.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $2.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $3.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 35 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112673 |
|---|---|
| SEC ERA File Number | 801-112673 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293291 |
| Legal Entity Identifier | None |
Principal Office
101 MAIN STREETREAR BUILDING
NEW PALTZ
NY
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 845-750-6213, Fax: 866-456-1451
Websites
Chief Compliance Officer
CHRISTOPHER CHARLES DROUIN
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
101 MAIN STREET
REAR BUILDING
NEW PALTZ
NY
United States
Tel:
845-750-6213
Fax:
866-456-1451
C******@***********M
(Full email address available in API data)
Industry Affiliates
| BEYOND RISK MANAGEMENT GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DROUIN, CHRISTOPHER, CHARLES | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 02/2017 | > 75% |