PIERSON WEALTH MANAGEMENT
RFP FINANCIAL GROUP, LLC Legal Name
Adviser information for PIERSON WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,040 | $282.9M |
| Non-Discretionary | 13 | $23.5M |
| Total | 1,053 | $306.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 243 | $50.1M |
| HNW Individuals | 104 | $238.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $11.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $6.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 282.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ASSET MANAGEMENT SERVICES | PIERSON WEALTH MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-112676 |
|---|---|
| SEC ERA File Number | 801-112676 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293206 |
| Legal Entity Identifier | None |
Principal Office
1380 W. PACES FERRY ROAD NWSUITE 2155
ATLANTA
GA
United States
Monday - Friday, 9 AM - 5 PM EST
Tel: 404-233-7272, Fax: 678-661-2399
Chief Compliance Officer
ROBERT PIERSON
MANAGING MEMBER
1380 W. PACES FERRY ROAD NW
SUITE 2155
ATLANTA
GA
United States
Tel:
404-233-7272
R*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PIERSON, ROBERT, FRANKLIN | Individual | – | MANAGING MEMBER AND CCO | 02/2017 | > 75% |