STONE FOREST CAPITAL, LLC
Adviser information for STONE FOREST CAPITAL, LLC last updated from Form ADV on March 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $123.1M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $123.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $123.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-112678 |
|---|---|
| SEC ERA File Number | 801-112678 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291821 |
| Legal Entity Identifier | 549300CEBZ030Z17HT10 |
Principal Office
156 W. 56TH STREETSUITE 2008
NEW YORK
NY
United States
Monday - Friday, 9:00-5:00
Tel: 212-993-1570, Fax: 212-993-1579
Chief Compliance Officer
JONATHAN BLOOM
CHIEF OPERATING OFFICER
156 W. 56TH STREET
SUITE 2008
NEW YORK
NY
United States
Tel:
212-993-1573
J*@*********************M
(Full email address available in API data)
Industry Affiliates
| STONE FOREST ADVISORS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SFC FORESTA FUND, LP | LONG-ONLY FUND | $3.3M | $0.5M | 6 |
| SFC FORESTA FUND, LTD. | LONG-ONLY FUND | $118.6M | $0.5M | 9 |
| SFC FORESTA MASTER FUND, L.P. | LONG-ONLY FUND | $123.1M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BML FAMILY LLC | Domestic Entity | – | MEMBER | 12/2015 | > 75% |
| LINDENBAUM, BRADLEY, MITCHELL | Individual | – | CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER | 09/2014 | < 5% |
| BLOOM, JONATHAN, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; MEMBER | 01/2015 | 10-25% |
| LINDENBAUM, BRADLEY, MITCHELL | Individual | BML FAMILY LLC | MEMBER | 12/2015 | > 75% |