PSI CAPITAL MANAGEMENT
PLANNING STRATEGIES, INC. Legal Name
Adviser information for PSI CAPITAL MANAGEMENT last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,306 | $285.2M |
| Non-Discretionary | 7 | $1.9M |
| Total | 1,313 | $287.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 551 | $102.2M |
| HNW Individuals | 181 | $172.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $720,173 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $11.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 691 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 180.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PSI CAPITAL MANAGEMENT WRAP PROGRAM | PSI CAPITAL MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-112684 |
|---|---|
| SEC ERA File Number | 801-112684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117105 |
| Legal Entity Identifier | None |
Principal Office
147 NORTH SHIPPEN STREETLANCASTER
PA
United States
Monday - Friday, 9AM TO 4PM
Tel: 717-207-7123, Fax: 717-291-1529
Chief Compliance Officer
SCOTT GLENN SMITH
147 NORTH SHIPPEN STREET
LANCASTER
PA
United States
Tel:
717-207-7123
Fax:
717-291-1529
S****@*****************M
(Full email address available in API data)
Regulatory Contact
MATTHEW STAUB
COMPLIANCE MANAGER
147 NORTH SHIPPEN STREET
LANCASTER
PA
United States
Tel:
717-207-7123
Fax:
717-291-1529
M***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZOOK, VANESSA, MARIE | Individual | – | HUMAN RESOURCE OFFICER | 01/2022 | 10-25% |
| SMITH, SCOTT, GLENN | Individual | – | CCO | 10/2001 | 25-50% |
| STAUB, GREGORY, CYRIL | Individual | – | CIO | 06/2018 | 25-50% |
| STAUB, MATTHEW, CYRIL | Individual | – | COO | 01/2019 | 10-25% |