LEDGE WEALTH

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Minnesota, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	854	$350.9M
Non-Discretionary	0	$0
Total	854	$350.9M

Clients

Type	Number	RAUM
Individuals	207	$89.6M
HNW Individuals	101	$257.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$1.3M
Charitable organizations	<5	$2.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	16
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMHourly charges
Other Business Activities	Registered representative of a broker-dealer

Identifiers

SEC RIA File Number	801-112690
SEC ERA File Number	801-112690
SEC CIK Numbers	1927042
SEC CRD Numbers	165713
Legal Entity Identifier	None

Principal Office

2454 8TH AVENUE SOUTH
SUITE 200
SARTELL
MN
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic