Hedge Fund Database

WT WEALTH MANAGEMENT, LLC

Adviser information for WT WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wyoming, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,331 $301.2M
Non-Discretionary 98 $9.9M
Total 2,429 $311.1M

Clients

Type Number RAUM
Individuals 1,031 $160.0M
HNW Individuals 70 $147.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $14,804
Charitable organizations <5 $3.5M
State or municipal gov entities <5 $7,036
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $539,365
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshopsVARIABLE ANNUITIES
Compensation % of AUMHourly chargesFEES FOR EDUCATIONAL SEMINARS
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-112701
SEC ERA File Number 801-112701
SEC CIK Numbers 1780507
SEC CRD Numbers 169566
Legal Entity Identifier None

Principal Office

7161 EAST RANCHO VISTA DRIVE
SUITE 112
SCOTTSDALE
AZ
United States
Monday - Friday, 7:30 AM TO 4:00 PM
Tel: 800-825-0616, Fax: 480-219-3613

Websites

www.facebook.com/wtwealthmgmt mobile.twitter.com/wtwealthmgmt www.linkedin.com/company/wt-wealth-management/ www.wtwealthmanagement.com

Chief Compliance Officer

JACKSON ROGERS
7161 EAST RANCHO VISTA DRIVE
SUITE #112
SCOTTSDALE
AZ
United States
Tel: 800-825-0616
(Full email address available in API data)

Regulatory Contact

LEILA SHAVER
ATTORNEY
14138 SEABISCUIT
SUITE 1500
ALPHARETTA
GA
United States
Tel: 7707582982
(Full email address available in API data)

Industry Affiliates

WESTERNTRUST LAW, LLC Lawyer or law firm
WT TAX ACCOUNTING, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HEILNER, JOHN, KENNETH Individual – CHIEF INVESTMENT OFFICER 10/2013 < 5%
WESTERNTRUST, LP Domestic Entity – OWNER 10/2013 > 75%
WT CAPITAL VENTURES, LLC Domestic Entity WESTERNTRUST, L.P. GENERAL PARTNER 01/2012
GSR IRREVOCBALE TRUST Domestic Entity WESTERNTRUST, L.P. PARTNER 01/2012 50-75%
RANDA INVESTMENTS, LTD. Domestic Entity WT CAPITAL VENTURES, LLC SOLE MEMBER/OWNER 01/2012 > 75%
ROGERS, G., SCOTT Individual RANDA INVESTMENTS, LTD. GENERAL PARTNER 02/1995
ROGERS, KATHE, ANN Individual GSR IRREVOCABLE TRUST TRUSTEE 01/2012
Johnson, David, Glenn Individual – CHIEF COMPLIANCE OFFICER 06/2018 < 5%

No. Employees, Historic

2010020202021202220232024202513 on 3/30/202013 on 4/8/202013 on 6/30/202014 on 3/25/202114 on 11/30/202114 on 3/25/202214 on 12/7/202214 on 3/30/202314 on 4/4/202317 on 11/21/202319 on 3/27/2024

RAUM, Historic

400M200M0202020212022202320242025179683242 on 3/30/2020179683242 on 4/8/2020179683242 on 6/30/2020279096529 on 3/25/2021279096529 on 11/30/2021329161177 on 3/25/2022329161177 on 12/7/2022264952884 on 3/30/2023264952884 on 4/4/2023264952884 on 11/21/2023311105350 on 3/27/2024

No. Clients, Historic

2,0001,0000202020212022202320242025691 on 3/30/2020691 on 4/8/2020691 on 6/30/2020861 on 3/25/2021861 on 11/30/20211080 on 3/25/20221080 on 12/7/20221067 on 3/30/20231067 on 4/4/20231067 on 11/21/20231101 on 3/27/2024

Holdings

From latest 13F, filed February 8th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
ISHARES TR HDG MSCI EAFE 4M 130K –
ISHARES INC MSCI EMRG CHN 3M 53K –
SCHWAB STRATEGIC TR US BRD MKT ETF 23M 418K –
VICTORY PORTFOLIOS II SHORT TRM BD ETF 213K 4K –
ABRDN GOLD ETF TRUST PHYSCL GOLD SHS 9M 442K –
ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 417K 18K –
DIREXION SHS ETF TR AUSPCE CMD STG 2M 59K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 2M 39K –
INVESCO EXCH TRADED FD TR II SR LN ETF 5M 254K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 5M 109K –
NEOS ETF TRUST NEOS ENH INM CAS 12M 240K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 40K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 1M 18K –
SPDR SER TR BLOOMBERG 1-3 MO 3M 29K –
SPDR SER TR BLOOMBERG SHT TE 3M 137K –
SSGA ACTIVE ETF TR ULT SHT TRM BD 8M 210K –
WISDOMTREE TR FLOATNG RAT TREA 10M 202K –
ADOBE INC COM 2M 3K –
ALPHABET INC CAP STK CL C 6M 43K –
AMAZON COM INC COM 6M 41K –
APPLE INC COM 7M 39K –
SELECT SECTOR SPDR TR SBI CONS STPLS 4M 56K –
COSTCO WHSL CORP NEW COM 3M 5K –
EXPEDIA GROUP INC COM NEW 1M 8K –
FEDEX CORP COM 2M 7K –
SELECT SECTOR SPDR TR FINANCIAL 3M 88K –
GLOBAL X FDS RBTCS ARTFL INTE 2M 58K –
GLOBAL X FDS US INFR DEV ETF 2M 59K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 4M 32K –
INTUIT COM 2M 3K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 3M 36K –
JPMORGAN CHASE & CO COM 3M 19K –
LOWES COS INC COM 2M 8K –
LULULEMON ATHLETICA INC COM 1M 2K –
MASTERCARD INCORPORATED CL A 3M 7K –
MCDONALDS CORP COM 2M 7K –
META PLATFORMS INC CL A 3M 8K –
MICROSOFT CORP COM 7M 18K –
NETFLIX INC COM 2M 4K –
NIKE INC CL B 1M 10K –
SOUTHWEST AIRLS CO COM 2M 53K –
STARBUCKS CORP COM 1M 11K –
T-MOBILE US INC COM 1M 7K –
TESLA INC COM 3M 12K –
HOME DEPOT INC COM 3M 8K –
DISNEY WALT CO COM 2M 18K –
UBER TECHNOLOGIES INC COM 1M 19K –
UNITED PARCEL SERVICE INC CL B 2M 12K –
VANECK ETF TRUST OIL SERVICES ETF 2M 6K –
VANECK ETF TRUST PHARMACEUTCL ETF 3M 40K –
VANECK ETF TRUST SEMICONDUCTR ETF 5M 27K –
VERIZON COMMUNICATIONS INC COM 1M 30K –
VISA INC COM CL A 3M 12K –
WALMART INC COM 3M 18K –
WASTE MGMT INC DEL COM 2M 11K –
SCHWAB STRATEGIC TR US REIT ETF 418K 20K –
ISHARES U S ETF TR BLOOMBERG ROLL 444K 9K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 516K 10K –
SCHWAB STRATEGIC TR SHT TM US TRES 1M 22K –
SCHWAB STRATEGIC TR US TIPS ETF 395K 8K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 549K 12K –
HARBOR ETF TRUST SCIENTIFIC HIGH 2M 54K –
ISHARES TR 1 3 YR TREAS BD 9M 106K –
WISDOMTREE TR US SHT TRM CORP 8M 156K –
SELECT SECTOR SPDR TR COMMUNICATION 690K 9K –
SELECT SECTOR SPDR TR SBI CONS DISCR 696K 4K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 1M 22K –
INVESCO EXCH TRADED FD TR II S&P INTL QULTY 1M 44K –
ISHARES TR MSCI USA MIN VOL 2M 26K –
ISHARES TR MSCI USA QLT FCT 1M 8K –
ISHARES TR U.S. TECH ETF 482K 4K –
PROSHARES TR RUSS 2000 DIVD 944K 15K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 5K –
VANGUARD INDEX FDS MID CAP ETF 1M 5K –
ISHARES TR ESG AW MSCI EAFE 497K 7K –
ISHARES INC ESG AWR MSCI EM 246K 8K –
ISHARES TR ESG AWR MSCI USA 3M 27K –
PUTNAM ETF TRUST ESG ULTRA SHORT 361K 7K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 219K 3K –
MERCADOLIBRE INC COM 530K 337 –
SHOPIFY INC CL A 235K 3K –
DBX ETF TR XTRACK MSCI EAFE 204K 6K –
VANECK ETF TRUST RARE EARTH/STRTG 205K 3K –
INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 2M 44K –
ISHARES TR BLACKROCK ULTRA 3M 54K –
ISHARES TR CORE S&P500 ETF 716K 1K –
ELI LILLY & CO COM 534K 916 –
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 978K 19K –
PROSHARES TR HGH YLD INT RATE 499K 8K –
ALPHABET INC CAP STK CL A 270K 2K –
JOHNSON & JOHNSON COM 201K 1K –
BRISTOL-MYERS SQUIBB CO COM 312K 6K –
CISCO SYS INC COM 282K 6K –
ILLINOIS TOOL WKS INC COM 262K 1K –
MCKESSON CORP COM 385K 831 –
NORFOLK SOUTHN CORP COM 201K 850 –
NIKOLA CORP COM 12K 14K –
ISHARES TR 0-3 MNTH TREASRY 354K 4K –
FIDUS INVT CORP COM 1M 67K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 211K 3K –
NUVEEN CR STRATEGIES INCOME COM SHS 81K 15K –
PIMCO HIGH INCOME FD COM SHS 104K 21K –
SPDR SER TR PORTFOLIO SHORT 298K 10K –
ENERGY TRANSFER L P COM UT LTD PTN 278K 20K –
ESPERION THERAPEUTICS INC NE COM 30K 10K –
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 369K 24K –
PROSHARES TR SHORT S&P 500 NE 195K 15K –
ISHARES TR S&P 500 GRWT ETF 389K 5K –