ARGONNE CAPITAL GROUP, LLC
Adviser information for ARGONNE CAPITAL GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesFEE BASED ON EARNINGS OF UNDERLYING PORTFOLIO COMPANIES |
Identifiers
| SEC RIA File Number | 801-112705 |
|---|---|
| SEC ERA File Number | 801-112705 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291254 |
| Legal Entity Identifier | None |
Principal Office
ONE BUCKHEAD PLAZA3060 PEACHTREE ROAD NW, SUITE 425
ATLANTA
GA
United States
Monday - Friday, 9AM-5PM
Tel: 404-364-2984, Fax: 404-364-2985
Chief Compliance Officer
SMRUTI SHAH
CHIEF FINANCIAL OFFICER
ONE BUCKHEAD PLAZA
3060 PEACHTREE ROAD NW, SUITE 425
ATLANTA
GA
United States
Tel:
404-364-2984
S****@*****************M
(Full email address available in API data)
Regulatory Contact
KARL JAEGER
SR MANAGING DIRECTOR
ONE BUCKHEAD PLAZA
3060 PEACHTREE ROAD NW, SUITE 425
ATLANTA
GA
United States
Tel:
404-364-2984
K******@*****************M
(Full email address available in API data)
Industry Affiliates
| ACG FIREWORKS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ACG PLANET FITMEX MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARGONNE CAPITAL PARTNERS GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BORDER GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| KEYSTONE PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LANDSCAPE PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NFP CONTINUATION PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCG VENTURES, LLC | Real estate broker or dealer |
| SRP CONTINUATION PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACG FIREWORKS PARTNERS, LP | Private Equity Fund | $4.1M | $0.0M | 27 |
| ACP KEYSTONE PF PARTNERS LP | Private Equity Fund | $9.1M | $10.0M | 10 |
| ARGONNE CAPITAL PARTNERS I, LP | Private Equity Fund | $99.5M | $10.0M | 12 |
| ARGONNE CAPITAL PARTNERS PARALLEL I, LP | Private Equity Fund | $85.3M | $10.0M | 5 |
| BORDER PARTNERS LP | Private Equity Fund | $0.1M | $0.0M | 80 |
| KEYSTONE PARTNERS, LP | Private Equity Fund | $15.9M | $0.0M | 66 |
| KEYSTONE ROLLOVER PARTNERS, LP | Private Equity Fund | $2.1M | $0.0M | 4 |
| LANDSCAPE PARALLEL PARTNERS, LP | Private Equity Fund | $15.5M | $0.0M | 11 |
| LANDSCAPE PARTNERS, LP | Private Equity Fund | $60.4M | $0.0M | 62 |
| NFP CONTINUATION PARTNERS II, LP | Private Equity Fund | $44.2M | $0.1M | 79 |
| NFP CONTINUATION PARTNERS PARALLEL II, LP | Private Equity Fund | $2.7M | $0.1M | 15 |
| NFP CONTINUATION PARTNERS PARALLEL, LP | Private Equity Fund | $81.8M | $0.1M | 42 |
| NFP CONTINUATION PARTNERS, LP | Private Equity Fund | $484.6M | $0.0M | 466 |
| NFP ROLLOVER PARTNERS, LP | Private Equity Fund | $10.9M | $0.1M | 6 |
| PLANET FITMEX PARALLEL, LLC | Private Equity Fund | $28.6M | $0.0M | 19 |
| PLANET FITMEX, LLC | Private Equity Fund | $89.7M | $0.0M | 85 |
| SRP CONTINUATION PARTNERS PARALLEL, LP | Private Equity Fund | $77.9M | $0.1M | 35 |
| SRP CONTINUATION PARTNERS, LP | Private Equity Fund | $290.4M | $0.1M | 454 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLUMP, MICHAEL, ANTHONY | Individual | – | PRESIDENT | 01/2003 | > 75% |
| JAEGER, KARL, FREDRICK | Individual | – | SR MANAGING DIRECTOR | 08/2004 | < 5% |
| WEIMAR, WILLIAM, SEWARD | Individual | – | MANAGING DIRECTOR | 05/2018 | < 5% |
| ANDERSON, RICHARD, PATRICK | Individual | – | SENIOR VICE PRESIDENT | 05/2018 | < 5% |
| SHAH, SMRUTI | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 08/2022 | < 5% |