J.F. LEHMAN AND COMPANY LLC
Adviser information for J.F. LEHMAN AND COMPANY LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 32 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $6.3B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $6.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112716 |
|---|---|
| SEC ERA File Number | 801-112716 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292932 |
| Legal Entity Identifier | None |
Principal Office
110 EAST 59TH STREET27TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 TO 5:00
Tel: 212-634-0100, Fax: 212-634-1155
Websites
Chief Compliance Officer
DAVID L RATTNER
MANAGING DIRECTOR - LEGAL, ADMINISTRATION AND COMPLIANCE
110 EAST 59TH STREET
27TH FLOOR
NEW YORK
NY
United States
Tel:
212-634-1178
Fax:
212-634-1155
D**@**************M
(Full email address available in API data)
Regulatory Contact
GEORGIA COCHRANE
DEPUTY CHIEF COMPLIANCE OFFICER
110 EAST 59TH STREET
27TH FLOOR
NEW YORK
NY
United States
Tel:
2016168749
G**@**************M
(Full email address available in API data)
Industry Affiliates
| JFL GP INVESTORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JFL GP INVESTORS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JFL GP INVESTORS NG CONTINUATION FUND, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JFL GP INVESTORS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| JFL GP INVESTORS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| JFL AIV NUS INVESTORS V, L.P. | Private Equity Fund | $42.1M | $0.1M | 18 |
| JFL AIV NUS INVESTORS VI, L.P. | Private Equity Fund | $37.5M | $0.1M | 8 |
| JFL AIV US INVESTORS V, L.P. | Private Equity Fund | $207.0M | $0.1M | 45 |
| JFL AIV US INVESTORS VI, L.P | Private Equity Fund | $154.6M | $0.1M | 25 |
| JFL EQUITY INVESTORS III, L.P. | Private Equity Fund | $452.1M | $5.0M | 39 |
| JFL EQUITY INVESTORS IV, LP | Private Equity Fund | $555.3M | $5.0M | 56 |
| JFL EQUITY INVESTORS V, L.P. | Private Equity Fund | $1,861.6M | $5.0M | 61 |
| JFL EQUITY INVESTORS VI, LP | Private Equity Fund | $1,043.8M | $5.0M | 40 |
| JFL EXECUTIVE INVESTORS III, L.P. | Private Equity Fund | $2.5M | $0.0M | 15 |
| JFL EXECUTIVE INVESTORS IV, L.P. | Private Equity Fund | $2.3M | $0.0M | 11 |
| JFL EXECUTIVE INVESTORS V, LP | Private Equity Fund | $9.4M | $0.0M | 15 |
| JFL PARALLEL FUND III, L.P. | Private Equity Fund | $8.5M | $0.1M | 31 |
| JFL PARALLEL FUND IV, L.P. | Private Equity Fund | $10.1M | $0.1M | 39 |
| JFL PARALLEL FUND V, LP | Private Equity Fund | $51.4M | $0.1M | 69 |
| JFL-EES CO-INVEST PARTNERS, L.P. | Private Equity Fund | $86.4M | $5.0M | 23 |
| JFL-IPR CO-INVEST PARTNERS, L.P. | Private Equity Fund | $105.3M | $5.0M | 9 |
| JFL-NG CONTINUATION FUND, L.P. | Private Equity Fund | $913.6M | $5.0M | 51 |
| JFL-RAND CO-INVEST NUS PARTNERS, L.P. | Private Equity Fund | $155.4M | $0.1M | 13 |
| JFL-RAND CO-INVEST US PARTNERS, L.P. | Private Equity Fund | $149.6M | $0.1M | 10 |
| JFL-TIGER CO-INVEST PARTNERS, L.P. | Private Equity Fund | $426.8M | $0.1M | 34 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RATTNER, DAVID, LEONARD | Individual | – | MANAGING DIRECTOR, LEGAL, ADMINISTRATION, AND CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| MINTZ, LOUIS, NEIL | Individual | – | MEMBER, MANAGEMENT COMMITTEE MEMBER | 01/2018 | 25-50% |
| BROOKS, STEPHEN, LAURENCE | Individual | – | MEMBER, MANAGEMENT COMMITTEE MEMBER | 01/2018 | 25-50% |
| HARMAN, CLARK, ALEXANDER | Individual | – | MEMBER, MANAGEMENT COMMITTEE MEMBER | 01/2018 | 25-50% |
| SHOR, GLENN, MATHEW | Individual | – | MEMBER, MANAGEMENT COMMITTEE MEMBER | 04/2023 | 10-25% |