DBA SEASIDE FINANCIAL & INSURANCE SERVICES
SEASIDE ADVISORY SERVICES, INC. Legal Name
Adviser information for DBA SEASIDE FINANCIAL & INSURANCE SERVICES last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 552 | $89.4M |
| Total | 552 | $89.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 162 | $39.2M |
| HNW Individuals | 23 | $50.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SEASIDE ADVISORY SERVICES, INC. | DBA SEASIDE FINANCIAL & INSURANCE SERVICES |
Identifiers
| SEC RIA File Number | 801-112721 |
|---|---|
| SEC ERA File Number | 801-112721 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289985 |
| Legal Entity Identifier | None |
Principal Office
2888 LOKER AVE EASTSUITE 110
CARLSBAD
CA
United States
Monday - Friday, 8:30AM - 4:00PM
Tel: (760) 433-4632, Fax: None
Websites
Chief Compliance Officer
DARLENE MARIE MAZA
CHIEF COMPLIANCE OFFICER
2888 LOKER AVE EAST
SUITE 110
CARLSBAD
CA
United States
Tel:
(760) 433-4632
D*******@******************M
(Full email address available in API data)
Regulatory Contact
SHAWN ORSER
OWNER & PRESIDENT
2888 LOKER AVE EAST
SUITE 110
CARLSBAD
CA
United States
Tel:
9179913184
S*********@******************M
(Full email address available in API data)
Industry Affiliates
| DBA SEASIDE FINANCIAL & INSURANCE SERVICES | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORSER, SHAWN, CHRISTOPHER | Individual | – | OWNER & PRESIDENT | 06/2016 | > 75% |
| MAZA, DARLENE, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2018 | < 5% |