EGI FINANCIAL, INC.
Adviser information for EGI FINANCIAL, INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 415 | $272.0M |
| Non-Discretionary | 14 | $16.4M |
| Total | 429 | $288.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 232 | $135.3M |
| HNW Individuals | 61 | $153.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112725 |
|---|---|
| SEC ERA File Number | 801-112725 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120607 |
| Legal Entity Identifier | None |
Principal Office
50 SOUTH MAIN STREETSUITE 1210
AKRON
OH
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 330-374-1932, Fax: 330-374-6811
Chief Compliance Officer
JEFFREY C. THOMAS
PRESIDENT
50 SOUTH MAIN STREET
SUITE 1210
AKRON
OH
United States
Tel:
330-374-7500
Fax:
330-374-6811
J******@**************M
(Full email address available in API data)
Industry Affiliates
| ALPHA ASSET MANAGEMENT | Other investment adviser, including financial planners |
| AMERICAN HERITAGE SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMAS, JEFFREY, CRAIG | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2016 | > 75% |
| THOMAS, JEFFREY, CRAIG | Individual | – | PRESIDENT | 06/2016 | > 75% |