ASTRA CAPITAL MANAGEMENT LLC
Adviser information for ASTRA CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $499.8M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $499.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $499.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 61 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesADVISORY, MONITORING AND OTHER SIMILAR FEES |
Identifiers
| SEC RIA File Number | 801-112732 |
|---|---|
| SEC ERA File Number | 801-112732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284265 |
| Legal Entity Identifier | None |
Principal Office
900 16TH ST. NWSUITE 450
WASHINGTON
DC
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 202-516-5050, Fax: None
Chief Compliance Officer
RAJ KUMAR
GENERAL COUNSEL
900 16TH ST. NW
SUITE 450
WASHINGTON
DC
United States
Tel:
202-930-7432
K****@*******************M
(Full email address available in API data)
Regulatory Contact
MARK JOHNSON
MANAGING PARTNER
900 16TH ST. NW
SUITE 450
WASHINGTON
DC
United States
Tel:
202-930-7431
Fax:
202-521-1362
J******@*******************M
(Full email address available in API data)
Industry Affiliates
| ASTRA GALAXY GP | Sponsor, GP, manager of pooled investment vehicles |
| ASTRA KNIGHTSBRIDGE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASTRA LOGIX MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ASTRA PARTNERS I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WRA-LOGIX HOLDINGS LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASTRA BULLSEYE HOLDINGS | Private Equity Fund | $2.1M | $0.0M | 8 |
| ASTRA GALAXY PARTNERS LP | Private Equity Fund | $82.1M | $0.0M | 1 |
| ASTRA KNIGHTSBRIDGE COINVEST - I | Private Equity Fund | $3.6M | $0.0M | 8 |
| ASTRA KNIGHTSBRIDGE HOLDINGS | Private Equity Fund | $2.0M | $0.0M | 8 |
| ASTRA PARTNERS I, LP | Private Equity Fund | $236.1M | $1.0M | 64 |
| ASTRA PARTNERS-LOGIX CO-INVEST I, LLC | Private Equity Fund | $13.0M | $1.0M | 10 |
| ASTRA-LOGIX CO-INVEST I, LLC | Private Equity Fund | $53.8M | $0.0M | 1 |
| ASTRA-LOGIX CO-INVEST II, LLC | Private Equity Fund | $11.4M | $0.0M | 6 |
| ASTRA-LOGIX HOLDINGS, LLC | Private Equity Fund | $5.7M | $0.0M | 4 |
| WRA-ASTRA LOGIX INVESTORS LLC | Private Equity Fund | $90.0M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANTEE CAPITAL MANAGEMENT LLC | Domestic Entity | – | MEMBER | 07/2014 | > 75% |
| JOHNSON, MARK, JAY | Individual | – | MANAGING PARTNER/MEMBER | 07/2014 | < 5% |
| JOHNSON, MARK, JAY | Individual | SANTEE CAPITAL MANAGEMENT LLC | MEMBER | 05/2013 | 50-75% |
| MURPHY, MATTHEW, MAURICE | Individual | – | MEMBER | 07/2014 | 5-10% |
| CRICK, TODD, MATTHEW | Individual | – | MEMBER | 07/2014 | < 5% |
| KEVIN L. BEEBE DECLARATION OF TRUST DTD JULY 24, 1998 | Domestic Entity | – | MEMBER | 07/2014 | 10-25% |
| BEEBE, KEVIN, LEE | Individual | KEVIN L. BEEBE DECLARATION OF TRUST DTD JULY 24, 1998 | TRUSTEE | 07/1998 | |
| KENNARD, WILLIAM, EARL | Individual | – | MEMBER | 06/2016 | < 5% |
| JOHNSON, KIMBERLY, HENDERSON | Individual | SANTEE CAPITAL MANAGEMENT LLC | MEMBER | 05/2013 | 25-50% |
| MARTIN, JAMES, GEORGE | Individual | – | CHIEF FINANCIAL OFFICER, MEMBER | 02/2018 | < 5% |
| KUMAR, RAJAT, NMN | Individual | – | CHIEF COMPLIANCE OFFICER, LEGAL COUNSEL, MEMBER | 04/2018 | < 5% |
| KIRSCHBAUM, BRIAN, ROBERT | Individual | – | MEMBER | 01/2019 | < 5% |