SHORELINE WEALTH ADVISORS
SHORELINE ASSET MANAGEMENT, LLC Legal Name
Adviser information for SHORELINE WEALTH ADVISORS last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 680 | $220.4M |
| Non-Discretionary | 0 | $0 |
| Total | 680 | $220.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 208 | $63.4M |
| HNW Individuals | 56 | $155.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $886,049 |
| Charitable organizations | <5 | $142,942 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $416,268 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-112736 |
|---|---|
| SEC ERA File Number | 801-112736 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121764 |
| Legal Entity Identifier | None |
Principal Office
412 SOUTH MAIN STREETNEW CASTLE
IN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 765-593-2487, Fax: 765-521-4629
Chief Compliance Officer
MARION E. SHORE
412 SOUTH MAIN STREET
NEW CASTLE
IN
United States
Tel:
765-593-2487
Fax:
765-521-4629
B**@****************M
(Full email address available in API data)
Industry Affiliates
| JOSH DEE BRUMBAUGH | Accountant or accounting firm |
| MARION EUGENE SHORE JR | Accountant or accounting firm |
| ROBERT JAY BUMALOUGH | Accountant or accounting firm |
| SHORE & COMPANY, P.C. | Accountant or accounting firm |
| VICKI JEAN KELSEY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHORE, MARION, EUGENE | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 03/1998 | 50-75% |
| BUMBALOUGH, ROBERT, JAY | Individual | – | MEMBER | 01/2002 | 50-75% |