RETIREMENT STRATEGIES, LTD.
Adviser information for RETIREMENT STRATEGIES, LTD. last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 940 | $203.1M |
| Non-Discretionary | 3 | $2.6M |
| Total | 943 | $205.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 351 | $137.1M |
| HNW Individuals | 27 | $65.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.6M |
| Charitable organizations | <5 | $607,883 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 73 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112738 |
|---|---|
| SEC ERA File Number | 801-112738 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163701 |
| Legal Entity Identifier | None |
Principal Office
5060 PARKCENTER AVE.SUITE A
DUBLIN
OH
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 614-799-8668, Fax: 614-799-8661
Chief Compliance Officer
JEFF FOSTER
PARTNER, CHIEF INVESTMENT OFFICER
5060 PARKCENTER AVE.
SUITE A
DUBLIN
OH
United States
Tel:
614-799-8668
Fax:
614-799-8661
J******@************************M
(Full email address available in API data)
Industry Affiliates
| RS TAX AND ACCOUNTING SERVICES, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINDNER, JAMES, A | Individual | – | MANAGING MEMBER/PARTNER | 07/2012 | > 75% |
| FOSTER, JEFFREY, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER/PARTNER | 07/2012 | 10-25% |