STONEBRIDGE WEALTH MANAGEMENT LLC
Adviser information for STONEBRIDGE WEALTH MANAGEMENT LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 943 | $213.7M |
| Non-Discretionary | 0 | $0 |
| Total | 943 | $213.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 188 | $62.3M |
| HNW Individuals | 72 | $151.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 213.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STONEBRIDGE WRAP FEE PROGRAM | STONEBRIDGE WEALTH MANAGEMENT LLC |
Identifiers
| SEC RIA File Number | 801-112745 |
|---|---|
| SEC ERA File Number | 801-112745 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285693 |
| Legal Entity Identifier | None |
Principal Office
1010 JORIE BLVDSUITE 144
OAK BROOK
IL
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (630) 230-1830, Fax: None
Chief Compliance Officer
CHRISTOPHER PLAHM
MANAGING MEMBER
1010 JORIE BLVD.
SUITE 144
OAK BROOK
IL
United States
Tel:
(630) 230-1830
C*****@****************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| TALL PINES CAPITAL, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAIPPLE, WILLIAM, ROBERT | Individual | – | MANAGING MEMBER | 12/2016 | 50-75% |
| PLAHM, CHRISTOPHER, MICHAEL | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 12/2016 | 50-75% |