BREEN WEALTH MANAGEMENT, LLC
Adviser information for BREEN WEALTH MANAGEMENT, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 601 | $234.3M |
| Non-Discretionary | 0 | $0 |
| Total | 601 | $234.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 77 | $32.9M |
| HNW Individuals | 98 | $201.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-112749 |
|---|---|
| SEC ERA File Number | 801-112749 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286513 |
| Legal Entity Identifier | None |
Principal Office
200 KENTUCKY ST.2ND FLOOR SUITE C
PETALUMA
CA
United States
Monday - Friday, MON-THUR: 9-5 FRI: 9-2
Tel: 707-595-6556, Fax: None
Chief Compliance Officer
BRIAN BREEN
PRINCIPAL / OWNER / SENIOR ADVISOR
200 KENTUCKY STREET
2ND FLOOR, SUITE C
PETALUMA
CA
United States
Tel:
(707) 595-6556
B****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BREEN, BRIAN, JEFFERY | Individual | – | PRINCIPAL, OWNER, SENIOR ADVISOR & CHIEF COMPLIANCE OFFICER | 01/2017 | > 75% |