STRATEGIC WEALTH MANAGEMENT, LLC
Adviser information for STRATEGIC WEALTH MANAGEMENT, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 338 | $117.8M |
| Non-Discretionary | 0 | $0 |
| Total | 338 | $117.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $18.6M |
| HNW Individuals | 64 | $99.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $129,777 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112757 |
|---|---|
| SEC ERA File Number | 801-112757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171908 |
| Legal Entity Identifier | None |
Principal Office
2812 BEDFORD ROADSUITE 200
BEDFORD
TX
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: (817) 391-1090, Fax: (817) 391-1091
Chief Compliance Officer
MATTHEW CONDIT
PRESIDENT
2812 BEDFORD ROAD
SUITE 200
BEDFORD
TX
United States
Tel:
(817) 391-1090
M******@**********************M
(Full email address available in API data)
Regulatory Contact
MICHAEL HORNUNG
DIRECTOR OF OPERATIONS
2812 BEDFORD ROAD, SUITE 200
BEDFORD
TX
United States
Tel:
(817) 391-1090
Fax:
(817) 391-1091
M*******@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONDIT, MATTHEW, M | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 01/2019 | > 75% |