ARTIFEX FINANCIAL GROUP, LLC
Adviser information for ARTIFEX FINANCIAL GROUP, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,004 | $232.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1,004 | $232.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 157 | $59.5M |
| HNW Individuals | 67 | $164.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $8.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesTAX PREPARATION |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112759 |
|---|---|
| SEC ERA File Number | 801-112759 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140643 |
| Legal Entity Identifier | None |
Principal Office
2305 FAR HILLS AVENUESUITE 206
OAKWOOD
OH
United States
Monday - Friday, 9AM-5PM
Tel: 855-752-6644, Fax: 937-352-0218
Chief Compliance Officer
DARREN M. HARP
PARTNER
201 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
855-752-6644
Fax:
866-593-1626
D**********@*******************M
(Full email address available in API data)
Regulatory Contact
DOUG KINSEY
PARTNER
2305 FAR HILLS AVENUE
SUITE 206
OAKWOOD
OH
United States
Tel:
855-752-6644
Fax:
866-593-1626
D**********@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KINSEY, DOUGLAS, PAUL | Individual | – | MEMBER | 02/2007 | 50-75% |
| HARP, DARREN, MATTHEW | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 02/2007 | 50-75% |
| Browning, Alexander, Oresman | Individual | – | INVESTMENT ADVISER REPRESENTATIVE/MEMBER | 04/2023 | 5-10% |
| OConnor, Kevin, Patrick | Individual | – | INVESTMENT ADVISER REPRESENTATIVE/MEMBER | 04/2023 | 5-10% |