FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED
Adviser information for FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $7.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $333.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $502.0M |
| Corporations or other businesses | <5 | $7.0M |
| Other | <5 | $836.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
UNIT 2401-02, CHINA RESOURCES BUILDINGNO. 26 HARBOUR ROAD
WAN CHAI
Hong Kong
Monday - Friday, 9:00-18:00
Tel: 852-2170-3333, Fax: 852-2178-0755
Chief Compliance Officer
MAN LI
UNIT 2401-02, CHINA RESOURCES BUILDING
NO. 26 HARBOUR ROAD
WAN CHAI
Hong Kong
Tel:
852 21703383
Fax:
852-2178-0755
C*********@****************M
(Full email address available in API data)
Regulatory Contact
KIN YIN LAM
HEAD OF OPERATIONS & TECHNOLOGY
UNIT 2401-02, CHINA RESOURCES BUILDING
NO. 26 HARBOUR ROAD
WAN CHAI
Hong Kong
Tel:
852-2170-3302
Fax:
852-2178-0755
O**@****************M
(Full email address available in API data)
Industry Affiliates
| FOUNTAINCAP RESEARCH & INVESTMENT CO., LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FOUNTAINCAP GLOBAL CHINA OPPORTUNITY MASTER FUND | LONG ONLY LISTED EQUITY FUND | $171.8M | $0.5M | 72 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOUNTAINCAP RESEARCH & INVESTMENT CO., LIMITED | Foreign Entity | – | OWNER | 07/2014 | > 75% |
| DING, XIAOFANG, (NMN) | Individual | FOUNTAINCAP RESEARCH & INVESTMENT CO., LIMITED | OWNER | 07/2014 | > 75% |
| DING, XIAOFANG, (NMN) | Individual | – | CHIEF INVESTMENT OFFICER | 11/2014 | < 5% |
| LI, MAN, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| LUK, MAN, T | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 7th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 13K | 195K | – |