M WEALTH MANAGEMENT, LLC
Adviser information for M WEALTH MANAGEMENT, LLC last updated from Form ADV on January 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 895 | $152.9M |
| Non-Discretionary | 0 | $0 |
| Total | 895 | $152.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 354 | $93.5M |
| HNW Individuals | 26 | $59.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 6.3M |
| Portfolio Manager | 6.3M |
| Both for Same | 6.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| WRAP FEE PROGRAM | M WEALTH MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-112774 |
|---|---|
| SEC ERA File Number | 801-112774 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281532 |
| Legal Entity Identifier | None |
Principal Office
13520 EVENING CREEK DR. NORTHSUITE 130
SAN DIEGO
CA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 855-635-2763, Fax: (760)471-5202
Chief Compliance Officer
WESLEY MELBROD
MANAGING MEMBER
13520 EVENING CREEK DR. N.
SUITE 130
SAN DIEGO
CA
United States
Tel:
855-635-2763
Fax:
760-471-5202
W*****@**********M
(Full email address available in API data)
Regulatory Contact
SCOTT MELBROD
MANAGING MEMBER
13520 EVENING CREEK DR. N.
SUITE 130
SAN DIEGO
CA
United States
Tel:
855-635-2763
Fax:
760-471-5202
S****@**********M
(Full email address available in API data)
Industry Affiliates
| MELBROD FINANCIAL SERVICES, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MELBROD, SCOTT, H | Individual | – | MANAGING MEMBER | 09/2015 | 25-50% |
| MELBROD, WESLEY, W | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 09/2015 | 25-50% |
| MELBROD, ANASTASIA, GENE | Individual | – | MANAGING MEMBER | 09/2015 | 25-50% |