ASTON CAPITAL MANAGEMENT
Adviser information for ASTON CAPITAL MANAGEMENT last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $465.1M |
| Non-Discretionary | 6 | $43.3M |
| Total | 23 | $508.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 7 | $167.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $340.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112788 |
|---|---|
| SEC ERA File Number | 801-112788 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291310 |
| Legal Entity Identifier | None |
Principal Office
355 ALHAMBRA CIRCLE,SUITE 1350
CORAL GABLES
FL
United States
Monday - Friday, 9-5PM
Tel: 305 722 5989, Fax: None
Chief Compliance Officer
LUIS DAMATO
355 ALHAMBRA CIRCLE,
SUITE 1350
CORAL GABLES
FL
United States
Tel:
305 722 5989
L***@***************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASTON CREDIT TRADING | Hedge Fund | $15.8M | $1.0M | 12 |
| ASTON FUND | Hedge Fund | $35.1M | $0.1M | 0 |
| ASTON FUND US | Hedge Fund | $11.0M | $0.1M | 3 |
| CANCALE FUND | Hedge Fund | $147.2M | $0.1M | 1 |
| FLEXOR MULT- MANAGER FUND | Hedge Fund | $25.7M | $0.3M | 6 |
| JASMINE INVESTMENTS | Hedge Fund | $105.8M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| d'Amato, Luis, Vicente | Individual | – | MANAGER, ADMINISTRATOR & CHIEF COMPLIANCE OFFICER | 04/2015 | 25-50% |
| BRENNER, EDUARDO | Individual | – | PARTNER | 06/2023 | 25-50% |
| HORN, RALPH, (NMN) | Individual | – | MANAGER - PARTNER | 07/2023 | 5-10% |
| Ades, Raphael | Individual | – | PARTNER | 07/2023 | 5-10% |
| Carvalho, Rogerio | Individual | – | CHIEF OPERATIONS OFFICER | 01/2023 | < 5% |
| HORN, JOSEPH, (NMN) | Individual | – | PARTNER | 07/2023 | 5-10% |