Hedge Fund Database

FORT BAKER CAPITAL MANAGEMENT LP

Adviser information for FORT BAKER CAPITAL MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $1.2B
Non-Discretionary 0 $0
Total 8 $1.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $371.9M
Business development companies 0 $0
Pooled investment vehicles 7 $872.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 78

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-112796
SEC ERA File Number 801-112796
SEC CIK Numbers 1688382
SEC CRD Numbers 282926
Legal Entity Identifier None

Principal Office

700 LARKSPUR LANDING CIRCLE
SUITE 275
LARKSPUR
CA
United States
Monday - Friday, 8:00AM - 4:00PM
Tel: 415-306-5508, Fax: 415-306-7154

Websites

fortbakercapital.com www.linkedin.com/company/fort-baker-capital-management/about/

Chief Compliance Officer

ALLA YAKOV-COLLINS
CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER
700 LARKSPUR LANDING CIRCLE
SUITE 275
LARKSPUR
CA
United States
Tel: 415-306-5508
(Full email address available in API data)

Regulatory Contact

STEVE PIGOTT
CHIEF INVESTMENT OFFICER
700 LARKSPUR LANDING CIRCLE
SUITE 275
LARKSPUR
CA
United States
Tel: 4153065504
Fax: 4153067154
(Full email address available in API data)

Industry Affiliates

FORT BAKER CAPITAL PARTNERS LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FORT BAKER CATALYST MASTER FUND, LP Hedge Fund $285.4M $1.0M 59

Control Persons

Name Type Entity Title Since Ownership
PIGOTT, STEVEN, PATRICK Individual – LIMITED PARTNER/CHIEF INVESTMENT OFFICER 07/2015 > 75%
FORT BAKER CAPITAL, LLC Domestic Entity – GENERAL PARTNER 06/2015 < 5%
Sparkman, Shaun, Michael Individual – LIMITED PARTNER/SENIOR ANALYST 04/2019 5-10%
ROSE, JONATHAN, JAMES Individual – CHIEF OPERATING OFFICER 03/2021 < 5%
Yakov-Collins, Alla, Alexandra Individual – CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER 04/2021 < 5%
PIGOTT, STEVEN, PATRICK Individual FORT BAKER CAPITAL, LLC SOLE MEMBER 08/2015 > 75%

No. Employees, Historic

2010020192020202120222023202420254 on 4/5/20194 on 4/24/20194 on 8/1/20194 on 5/15/20204 on 3/31/20216 on 6/15/20216 on 6/16/20219 on 3/31/202211 on 3/31/202312 on 3/28/2024

RAUM, Historic

2B1B02019202020212022202320242025105000000 on 4/5/2019165000000 on 4/24/2019210000000 on 8/1/2019183000000 on 5/15/2020301000000 on 3/31/2021593072108 on 6/15/2021593072108 on 6/16/2021861947378 on 3/31/2022787293774 on 3/31/20231244017044 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420252 on 4/5/20193 on 4/24/20194 on 8/1/20194 on 5/15/20204 on 3/31/20214 on 6/15/20214 on 6/16/20216 on 3/31/20226 on 3/31/20238 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVANTAGE SOLUTIONS INC *W EXP 10/28/202 29K 799K –
AIR TRANS SVCS GROUP INC NOTE 1.125%10/1 15M – –
AIRBNB INC NOTE 3/1 13M – –
ALGOMA STL GROUP INC *W EXP 10/19/202 100K 111K –
AMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0 9M – –
ANSYS INC COM 17M 54K –
ATLANTICA SUSTAINABLE INFRA NOTE 4.000% 7/1 6M – –
BANZAI INTERNATIONAL INC *W EXP 12/14/202 5K 225K –
BAXTER INTL INC COM 13M 398K –
BLEUACACIA LTD *W EXP 10/30/202 4K 272K –
BLOCK INC NOTE 0.125% 3/0 12M – –
CABLE ONE INC NOTE 3/1 32M – –
CAPRI HOLDINGS LIMITED SHS 8M 239K –
CERENCE INC NOTE 3.000% 6/0 2M – –
CHURCHILL CAPITAL CORP IX *W EXP 03/31/203 251K 718K –
CHURCHILL CAPITAL CORP IX CL A SHS 29M 3M –
CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 165K 473K –
COMPLETE SOLARIA INC *W EXP 07/31/202 24K 485K –
CXAPP INC *W EXP 99/99/999 59K 293K –
D-WAVE QUANTUM INC *W EXP 08/05/202 15K 132K –
DAYFORCE INC NOTE 0.250% 3/1 23M – –
DIGITALOCEAN HLDGS INC NOTE 12/0 26M – –
ENVESTNET INC COM 11M 175K –
ENVESTNET INC NOTE 0.750% 8/1 7M – –
ESH ACQUISITION CORP RIGHT 99/99/9999 34K 305K –
ESH ACQUISITION CORP COM 3M 305K –
EVENTBRITE INC NOTE 5.000%12/0 18M – –
EZCORP INC NOTE 2.375% 5/0 20M – –
FIRSTENERGY CORP NOTE 4.000% 5/0 11M – –
GCM GROSVENOR INC *W EXP 11/17/202 249K 508K –
HAYMAKER ACQUISITION CORP IV UNIT 99/99/9999 344K 32K –
HEICO CORP NEW CL A 8M 47K –
HIBBETT INC COM 8M 101K –
HIBBETT INC COM 78M 889K –
ILLUMINA INC COM 22M 206K –
IMMATICS N.V *W EXP 07/01/202 2M 797K –
INFINERA CORP NOTE 2.125% 9/0 5M – –
IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 7M – –
IRIS ACQUISITION CORP *W EXP 02/28/202 7K 171K –
JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 8M – –
JUNIPER NETWORKS INC COM 6M 177K –
KENVUE INC COM 2M 84K –
LANDSEA HOMES CORP *W EXP 01/08/202 212K 1M –
LAVORO LTD *W EXP 02/27/202 173K 415K –
LEARN CW INVESTMENT COR *W EXP 10/08/202 39K 236K –
LIBERTY BROADBAND CORP COM SER C 35M 636K –
LIBERTY LATIN AMERICA LTD NOTE 2.000% 7/1 20M – –
LIBERTY MEDIA CORP DEL COM LBTY SRM S C 1M 67K –
LIONS GATE ENTMNT CORP CL B NON VTG 52M 6M –
LUMENTUM HLDGS INC NOTE 0.500%12/1 23M – –
LYFT INC NOTE 1.500% 5/1 12M – –
MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 32M – –
NKGEN BIOTECH INC *W EXP 05/31/202 4K 37K –
PARAMOUNT GLOBAL CLASS B COM 2M 150K –
PEARL HOLDINGS ACQUISITN COR *W EXP 12/15/202 11K 265K –
PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 3M – –
PELOTON INTERACTIVE INC NOTE 2/1 4M – –
PENNYMAC CORP NOTE 5.500%11/0 18M – –
RINGCENTRAL INC NOTE 3/1 907K – –
RINGCENTRAL INC NOTE 3/0 1M – –
ROCKET PHARMACEUTICALS INC *W EXP 09/02/202 20K 329K –
RWT HLDGS INC NOTE 5.750%10/0 7M – –
SHOPIFY INC NOTE 0.125%11/0 22M – –
SILVERBOW RES INC COM 41M 1M –
SK GROWTH OPPORTUNITIES CORP *W EXP 06/28/202 128K 540K –
SK GROWTH OPPORTUNITIES CORP CLASS A COM 11M 1M –
SOLAREDGE TECHNOLOGIES INC NOTE 9/1 4M – –
SOUTHERN CO NOTE 3.875%12/1 28M – –
SQUARESPACE INC CLASS A 12M 279K –
STRYVE FOODS INC *W EXP 07/20/202 962 116K –
TURNING PT BRANDS INC NOTE 2.500% 7/1 25M – –
UNITED STATES STL CORP NEW COM 44M 1M –
UNITED STATES STL CORP NEW COM 37M 968K –
UPWORK INC NOTE 0.250% 8/1 1M – –
VAIL RESORTS INC NOTE 1/0 8M – –
VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 9M – –
VOLATO GROUP INC *W EXP 12/04/202 4K 254K –
ZIFF DAVIS INC NOTE 1.750%11/0 27M – –