ARS INVESTMENT ADVISORS, INC.
Adviser information for ARS INVESTMENT ADVISORS, INC. last updated from Form ADV on January 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 513 | $107.4M |
| Non-Discretionary | 0 | $0 |
| Total | 513 | $107.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 478 | $63.8M |
| HNW Individuals | 34 | $42.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-112807 |
|---|---|
| SEC ERA File Number | 801-112807 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293750 |
| Legal Entity Identifier | None |
Principal Office
562 NORTH MAINSUITE 100
KAYSVILLE
UT
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 385-249-5651, Fax: 385-249-5641
Websites
Chief Compliance Officer
ALAN RUSSEL HODGSON
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
562 NORTH MAIN
SUITE 100
KAYSVILLE
UT
United States
Tel:
385-249-5651
Fax:
385-249-5641
R***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HODGSON, ALAN, RUSSEL | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 05/2017 | > 75% |