BLUE WATER WEALTH
BLUE WATER WEALTH, INC. Legal Name
Adviser information for BLUE WATER WEALTH last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,021 | $317.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,021 | $317.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 250 | $119.6M |
| HNW Individuals | 110 | $195.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $905,382 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $654,419 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 176 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-112810 |
|---|---|
| SEC ERA File Number | 801-112810 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164432 |
| Legal Entity Identifier | None |
Principal Office
6600 SW 92ND AVENUESUITE 100
PORTLAND
OR
United States
Monday - Friday, 8AM TO 5PM
Tel: 503-296-8700, Fax: 503-296-8701
Websites
Chief Compliance Officer
NANCY CONGDON
PRESIDENT
6600 SW 92ND AVENUE
SUITE 100
PORTLAND
OR
United States
Tel:
503-296-8700
Fax:
503-296-8701
N************@******************M
(Full email address available in API data)
Regulatory Contact
MATTHEW MILLMAN
COMPLIANCE COUNSEL (EXTERNAL)
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
5036355244
M*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONGDON, NANCY, LYNN | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 08/2012 | > 75% |