TIGRESS FINANCIAL PARTNERS LLC
Adviser information for TIGRESS FINANCIAL PARTNERS LLC last updated from Form ADV on October 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $5.5M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $5.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 11 | $4.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $995,498 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agentLawyer or law firm |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 5.5M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TIGRESS WRAP FEE PROGRAM | TIGRESS FINANCIAL PARTNERS LLC |
Identifiers
| SEC RIA File Number | 801-112815 |
|---|---|
| SEC ERA File Number | 801-112815 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154717 |
| Legal Entity Identifier | None |
Principal Office
410 PARK AVENUE12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 212-430-8700, Fax: 646-862-2908
Chief Compliance Officer
CYNTHIA DIBARTOLO
CEO
410 PARK AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
917-251-8378
C*********@************M
(Full email address available in API data)
Regulatory Contact
CYNTHIA DIBARTOLO
CEO
410 PARK AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
917-251-8378
C*********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARRONE, MICHAEL THOMAS | Individual | – | PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP | 06/2015 | < 5% |
| TIGRESS HOLDINGS LLC | Domestic Entity | – | MAJORITY OWNER | 05/2010 | > 75% |
| DIBARTOLO, CYNTHIA DENISE | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2010 | < 5% |
| DIBARTOLO, CYNTHIA DENISE | Individual | TIGRESS HOLDINGS LLC | OWNER | 05/2010 | > 75% |
| STONEX GROUP INC. | Domestic Entity | – | MINORITY OWNER | 03/2021 | < 5% |
| LI, LILY ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |