CHAPMAN INVESTMENT MANAGEMENT, LLC
Adviser information for CHAPMAN INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 148 | $175.0M |
| Non-Discretionary | 0 | $0 |
| Total | 148 | $175.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $8.3M |
| HNW Individuals | 31 | $99.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $67.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
701 BUTTERFIELD ROADSAN ANSELMO
CA
United States
Monday - Friday, 8AM-5PM
Tel: 415-497-3885, Fax: 415-785-3422
Chief Compliance Officer
SCOTT CHAPMAN
701 BUTTERFIELD ROAD
SAN ANSELMO
CA
United States
Tel:
415-497-3885
Fax:
415-785-3422
S****@********************M
(Full email address available in API data)
Regulatory Contact
TODD SCHWARTZ
COMPLIANCE COUNSEL
1307 S SEVIER RD
RIDGEFIELD
WA
United States
Tel:
504-344-4346
Fax:
503-345-0921
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAPMAN, SCOTT, ANDREW | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2013 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ACCENTURE PLC IRELAND | SHS CLASS A | 5M | 16K | – |
| ADOBE INC | COM | 3M | 6K | – |
| AMAZON COM INC | COM | 9M | 49K | – |
| AMERICAN EXPRESS CO | COM | 5M | 21K | – |
| APPLE INC | COM | 8M | 40K | – |
| BANK AMERICA CORP | COM | 434K | 11K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 973K | 2K | – |
| CHEVRON CORP NEW | COM | 774K | 5K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 1M | 18K | – |
| CINTAS CORP | COM | 4M | 6K | – |
| COSTCO WHSL CORP NEW | COM | 13M | 15K | – |
| DISNEY WALT CO | COM | 2M | 18K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EXPEDITORS INTL WASH INC | COM | 1M | 12K | – |
| EXXON MOBIL CORP | COM | 587K | 5K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 6M | 83K | – |
| INTUIT | COM | 505K | 769 | – |
| INTUITIVE SURGICAL INC | COM NEW | 915K | 2K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 13K | – |
| MARKEL GROUP INC | COM | 8M | 5K | – |
| MARRIOTT INTL INC NEW | CL A | 3M | 14K | – |
| MASTERCARD INCORPORATED | CL A | 10M | 22K | – |
| MERCADOLIBRE INC | COM | 7M | 4K | – |
| MICROSOFT CORP | COM | 13M | 30K | – |
| OREILLY AUTOMOTIVE INC | COM | 535K | 507 | – |
| SCHWAB CHARLES CORP | COM | 3M | 44K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| UBER TECHNOLOGIES INC | COM | 2M | 22K | – |
| VISA INC | COM CL A | 7M | 28K | – |
| WASTE MGMT INC DEL | COM | 5M | 22K | – |
| WHITE MTNS INS GROUP LTD | COM | 260K | 143 | – |
| ZOETIS INC | CL A | 4M | 21K | – |