Hedge Fund Database

ALTA WEALTH ADVISORS LLC

Adviser information for ALTA WEALTH ADVISORS LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,030 $391.5M
Non-Discretionary 3 $8.7M
Total 1,033 $400.2M

Clients

Type Number RAUM
Individuals 368 $82.2M
HNW Individuals 170 $299.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $8.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $9.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 545

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 6.5M
Both for Same 61.0M
Portfolio Manager to Program Sponsor
ALTA WEALTH ADVISORS LLC WRAP FEE PROGRAM ALTA WEALTH ADVISORS LLC

Identifiers

SEC RIA File Number 801-112848
SEC ERA File Number 801-112848
SEC CIK Numbers 1843826
SEC CRD Numbers 293675
Legal Entity Identifier None

Principal Office

400 TRADECENTER, SUITE 4810
WOBURN
MA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 781-404-6909, Fax: N/A

Websites

www.altawealthadvisors.com

Chief Compliance Officer

VINCENZO STUTO
MANAGING PARTNER & CHIEF COMPLIANCE OFFICER
400 TRADECENTER, SUITE 4810
WOBURN
MA
United States
Tel: 781-404-6909
Fax: N/A
(Full email address available in API data)

Regulatory Contact

BRYAN PARKS
MANAGING PARTNER
400 TRADE CENTER SUITE 4810
WOBURN
MA
United States
Tel: 860-803-1340
Fax: N/A
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STUTO, VINCENZO Individual – MANAGING PARTNER & CCO 02/2018 25-50%
PARKS, BRYAN Individual – MANAGING PARTNER 02/2018 25-50%
BRISSENDEN, PAUL, M Individual – MANAGING PARTNER 02/2018 25-50%
VITI, MICHAEL, DOMINIC Individual – MANAGING PARTNER 02/2018 25-50%

No. Employees, Historic

105020192020202120222023202420255 on 4/12/20195 on 7/22/20195 on 9/30/20195 on 2/6/20205 on 2/24/20205 on 5/11/20205 on 6/2/20205 on 1/25/20215 on 10/18/20215 on 12/20/20215 on 12/20/20215 on 2/9/20225 on 2/8/20235 on 8/15/20235 on 2/8/2024

RAUM, Historic

500M250M02019202020212022202320242025130668985 on 4/12/2019130668985 on 7/22/2019130668985 on 9/30/2019130668985 on 2/6/2020176048730 on 2/24/2020176048730 on 5/11/2020176048730 on 6/2/2020232002312 on 1/25/2021232002312 on 10/18/2021232002312 on 12/20/2021232002312 on 12/20/2021314402518 on 2/9/2022308705655 on 2/8/2023308705655 on 8/15/2023400213193 on 2/8/2024

No. Clients, Historic

60030002019202020212022202320242025243 on 4/12/2019243 on 7/22/2019243 on 9/30/2019243 on 2/6/2020270 on 2/24/2020270 on 5/11/2020270 on 6/2/2020352 on 1/25/2021352 on 10/18/2021352 on 12/20/2021352 on 12/20/2021482 on 2/9/2022519 on 2/8/2023519 on 8/15/2023545 on 2/8/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 1M 8K –
ADOBE INC COM 774K 1K –
ADVANCED MICRO DEVICES INC COM 2M 15K –
ALPHABET INC CAP STK CL C 407K 2K –
ALPHABET INC CAP STK CL A 3M 17K –
AMAZON COM INC COM 3M 17K –
AMKOR TECHNOLOGY INC COM 377K 9K –
APPLE INC COM 8M 36K –
APPLIED MATLS INC COM 598K 3K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BRISTOL-MYERS SQUIBB CO COM 732K 18K –
CADENCE DESIGN SYSTEM INC COM 451K 1K –
CHEVRON CORP NEW COM 425K 3K –
COPART INC COM 1M 19K –
COSTCO WHSL CORP NEW COM 4M 5K –
COTERRA ENERGY INC COM 285K 11K –
CROWDSTRIKE HLDGS INC CL A 473K 1K –
DANAHER CORPORATION COM 447K 2K –
ELI LILLY & CO COM 3M 3K –
EXXON MOBIL CORP COM 381K 3K –
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 338K 17K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 415K 8K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 844K 17K –
FIRST TR VALUE LINE DIVID IN SHS 251K 6K –
FOGHORN THERAPEUTICS INC COM 173K 30K –
GILEAD SCIENCES INC COM 826K 12K –
GXO LOGISTICS INCORPORATED COMMON STOCK 670K 13K –
HONEYWELL INTL INC COM 388K 2K –
HUBSPOT INC COM 1M 2K –
INCYTE CORP COM 1M 17K –
INTUIT COM 757K 1K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 598K 9K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 4M 25K –
INVESCO QQQ TR UNIT SER 1 4M 9K –
ISHARES SILVER TR ISHARES 208K 8K –
ISHARES TR S&P 500 GRWT ETF 2M 17K –
ISHARES TR SHRT NAT MUN ETF 310K 3K –
ISHARES TR RUS 1000 GRW ETF 5M 13K –
ISHARES TR CORE MSCI EAFE 267K 4K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR MSCI EAFE MIN VL 345K 5K –
ISHARES TR S&P 500 VAL ETF 2M 10K –
ISHARES TR CORE S&P SCP ETF 586K 5K –
ISHARES TR MSCI USA QLT FCT 2M 9K –
ISHARES TR MSCI INTL QUALTY 270K 7K –
ISHARES TR RUS 1000 VAL ETF 4M 24K –
ISHARES TR CORE DIV GRWTH 432K 7K –
ISHARES TR MSCI USA MIN VOL 758K 9K –
ISHARES TR CORE S&P MCP ETF 481K 8K –
ISHARES TR NATIONAL MUN ETF 854K 8K –
ISHARES TR CORE S&P TTL STK 2M 15K –
JOHNSON & JOHNSON COM 203K 1K –
JPMORGAN CHASE & CO. COM 2M 8K –
KLA CORP COM NEW 1M 2K –
LAM RESEARCH CORP COM 2M 2K –
LEGG MASON ETF INVT CLEARBRIDGE DI 476K 10K –
LOCKHEED MARTIN CORP COM 524K 1K –
LOWES COS INC COM 1M 5K –
MARVELL TECHNOLOGY INC COM 239K 3K –
MASTERCARD INCORPORATED CL A 235K 532 –
MCDONALDS CORP COM 601K 2K –
META PLATFORMS INC CL A 3M 7K –
MICROSOFT CORP COM 4M 10K –
MORGAN STANLEY COM NEW 210K 2K –
NETFLIX INC COM 339K 502 –
NEXTERA ENERGY INC COM 977K 14K –
NIKE INC CL B 549K 7K –
NVIDIA CORPORATION COM 8M 68K –
ORACLE CORP COM 364K 3K –
PACER FDS TR US CASH COWS 100 832K 15K –
PALO ALTO NETWORKS INC COM 1M 4K –
PEPSICO INC COM 1M 6K –
POWERSHARES ACTIVELY MANAGED TOTAL RETURN 229K 5K –
PROSHARES TR S&P 500 DV ARIST 1M 12K –
QUALCOMM INC COM 513K 3K –
REGENERON PHARMACEUTICALS COM 1M 1K –
SALESFORCE INC COM 1M 5K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 385K 3K –
SERVICENOW INC COM 2M 2K –
SHOPIFY INC CL A 1M 19K –
SIMON PPTY GROUP INC NEW COM 623K 4K –
SNOWFLAKE INC CL A 417K 3K –
SOFI TECHNOLOGIES INC COM 350K 53K –
SOPHIA GENETICS SA ORDINARY SHARES 6M 1M –
SPDR DOW JONES INDL AVERAGE UT SER 1 1M 4K –
SPDR GOLD TR GOLD SHS 687K 3K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 362K 10K –
SPDR S&P 500 ETF TR TR UNIT 6M 11K –
SPDR SER TR PRTFLO S&P500 VL 20M 407K –
SPDR SER TR PORTFOLIO S&P400 10M 187K –
SPDR SER TR PRTFLO S&P500 GW 21M 265K –
SPDR SER TR PORTFOLIO S&P600 1M 36K –
SPDR SER TR S&P BIOTECH 411K 4K –
SPDR SER TR NUVEEN BLOOMBERG 642K 25K –
SPDR SER TR PORTFOLI S&P1500 1M 19K –
TARGET CORP COM 223K 2K –
TESLA INC COM 1M 7K –
THE TRADE DESK INC COM CL A 1M 12K –
THERMO FISHER SCIENTIFIC INC COM 464K 838 –
UBER TECHNOLOGIES INC COM 665K 9K –
UNITEDHEALTH GROUP INC COM 2M 3K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 287K 6K –
VANGUARD INDEX FDS VALUE ETF 2M 11K –
VANGUARD INDEX FDS S&P 500 ETF SHS 446K 891 –
VANGUARD INDEX FDS MID CAP ETF 337K 1K –
VANGUARD INDEX FDS SMALL CP ETF 316K 1K –
VANGUARD INDEX FDS GROWTH ETF 1M 4K –
VANGUARD INDEX FDS TOTAL STK MKT 441K 2K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 22K –
VANGUARD STAR FDS VG TL INTL STK F 886K 15K –
VANGUARD WORLD FD HEALTH CAR ETF 728K 3K –
VERIZON COMMUNICATIONS INC COM 238K 6K –
VERTEX PHARMACEUTICALS INC COM 865K 2K –
VISA INC COM CL A 935K 4K –
WALMART INC COM 898K 13K –
WISDOMTREE TR US QTLY DIV GRT 347K 4K –
WISDOMTREE TR US TOTAL DIVIDND 516K 7K –
WISDOMTREE TR US LARGECAP DIVD 1M 17K –
WYNN RESORTS LTD COM 539K 6K –
ZEBRA TECHNOLOGIES CORPORATI CL A 361K 1K –