COUNCILOR, BUCHANAN & MITCHELL, P. C. (CBM)
Adviser information for COUNCILOR, BUCHANAN & MITCHELL, P. C. (CBM) last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 100 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $0 |
| HNW Individuals | 17 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 45 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | Hourly charges |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-112855 |
|---|---|
| SEC ERA File Number | 801-112855 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290348 |
| Legal Entity Identifier | None |
Principal Office
7910 WOODMONT AVESUITE 500
BETHESDA
MD
United States
Monday - Friday, 9:00AM 5:00PM
Tel: (301) 986-0600, Fax: 301-986-0432
Chief Compliance Officer
JUDITH PARMELEE BARNHARD
EXEC VICE PRESIDENT & CHIEF COMPLIANCE OFFICER
7910 WOODMONT AVE
BETHESDA
MD
United States
Tel:
301-986-0600
Fax:
301-986-0432
J********@*********M
(Full email address available in API data)
Regulatory Contact
DANIEL WEAVER
PRESIDENT
7910 WOODMONT AVE
BETHESDA
MD
United States
Tel:
301-986-0600
Fax:
301-986-0432
D******@*********M
(Full email address available in API data)
Industry Affiliates
| MBI LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORRIS, RICHARD, EDWARD | Individual | – | VICE PRESIDENT | 01/2005 | 10-25% |
| Weaver, Daniel, Lambert | Individual | – | PRESIDENT | 01/2005 | 10-25% |
| COMUNALE, JOHN, ROBERT | Individual | – | TREASURER | 01/2005 | 5-10% |
| BARNHARD, JUDITH, PARMELEE | Individual | – | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 01/2005 | 5-10% |
| Caporale, Holly, Warner | Individual | – | SHAREHOLDER | 01/2005 | 5-10% |
| Laundenberger, Keith, Andrew | Individual | – | SHAREHOLDER | 01/2005 | 10-25% |
| BELLIA, DOMINICK, V | Individual | – | SHAREHOLDER | 01/2018 | 10-25% |
| KEEFER, DANIEL, P | Individual | – | SHAREHOLDER | 01/2021 | < 5% |