PARTNERS GROUP US MANAGEMENT CLO LLC
Adviser information for PARTNERS GROUP US MANAGEMENT CLO LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $5.4B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $5.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $5.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112862 |
|---|---|
| SEC ERA File Number | 801-112862 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 293856 |
| Legal Entity Identifier | None |
Principal Office
1114 AVENUE OF THE AMERICAS37TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM-5PM
Tel: 212-908-2781, Fax: 212-908-2601
Chief Compliance Officer
ANNALIE STUFFINS
COMPLIANCE LEAD
1114 AVENUE OF THE AMERICAS
37TH FLOOR
NEW YORK
NY
United States
Tel:
1-212-908-2781
A***************@****************M
(Full email address available in API data)
Regulatory Contact
ERIN NELSON
REGIONAL HEAD OF COMPLIANCE AMERICAS
1200 ENTREPRENEURIAL DRIVE
BROOMFIELD
CO
United States
Tel:
1-303-615-4153
E**********@****************M
(Full email address available in API data)
Industry Affiliates
| PARTNERS GROUP (EU) GMBH | Other investment adviser, including financial planners |
| PARTNERS GROUP (GUERNSEY) LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP (LUXEMBOURG) S.A. | Other investment adviser, including financial planners |
| PARTNERS GROUP (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| PARTNERS GROUP (UK) LTD. | Other investment adviser, including financial planners |
| PARTNERS GROUP (UK) MANAGEMENT LTD. | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PARTNERS GROUP (USA) INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP ADVISORS (DIFC) LIMITED | Other investment adviser, including financial planners |
| PARTNERS GROUP AG | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN CLIENT ACCESS MANAGEMENT I LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT DIRECT EQUITY V LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT DIRECT INFRA IV LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT I LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT II LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT III LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT IV LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT SECONDARY VIII LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT V LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CLIENT ACCESS MANAGEMENT I LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP FINANCE IBCP (USD), LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP JAPAN KABUSHIKI KAISHA | Other investment adviser, including financial planners |
| PARTNERS GROUP MANAGEMENT (SCOTS) LLP | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT DIRECT EQUITY V S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT DIRECT INFRA IV S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT I S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT II LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT II S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT III LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT III S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT IV (EUR) S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT IV LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT IX LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT REO II S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT SECONDARY VIII S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT V (GBP) S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT V LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VI (USD) S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VI LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VII LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VII S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VIII LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT X LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XI LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XII LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XIII LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XIV LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XV LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP PRIVATE MARKETS (AUSTRALIA) PTY. LTD. | Other investment adviser, including financial planners |
| PARTNERS GROUP US MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP US MANAGEMENT III LLC | Sponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP US MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PIKES PEAK CLO 1 | Securitized Asset Fund | $362.9M | $0.3M | 1 |
| PIKES PEAK CLO 10 LTD | Securitized Asset Fund | $363.0M | $0.3M | 1 |
| PIKES PEAK CLO 11 LTD | Securitized Asset Fund | $387.8M | $0.3M | 1 |
| PIKES PEAK CLO 12 LTD | Securitized Asset Fund | $386.5M | $0.3M | 1 |
| PIKES PEAK CLO 14 (2023) LTD | Securitized Asset Fund | $331.4M | $0.3M | 1 |
| PIKES PEAK CLO 15 (2023) LTD | Securitized Asset Fund | $445.7M | $0.3M | 1 |
| PIKES PEAK CLO 2 | Securitized Asset Fund | $376.4M | $0.3M | 1 |
| PIKES PEAK CLO 3 | Securitized Asset Fund | $444.6M | $0.3M | 1 |
| PIKES PEAK CLO 4 | Securitized Asset Fund | $380.2M | $0.3M | 1 |
| PIKES PEAK CLO 5 | Securitized Asset Fund | $382.5M | $0.3M | 1 |
| PIKES PEAK CLO 6 | Securitized Asset Fund | $291.2M | $0.3M | 1 |
| PIKES PEAK CLO 7 | Securitized Asset Fund | $385.6M | $0.3M | 1 |
| PIKES PEAK CLO 8 | Securitized Asset Fund | $432.9M | $0.3M | 1 |
| PIKES PEAK CLO 9 | Securitized Asset Fund | $380.5M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARTNERS GROUP (USA) INC. | Domestic Entity | – | SOLE MEMBER | 08/2017 | > 75% |
| PARTNERS GROUP HOLDING AG | Foreign Entity | PARTNERS GROUP (USA) INC. | OWNER | 06/1997 | > 75% |
| Hanslin, Paul, Mark | Individual | – | DIRECTOR | 10/2018 | < 5% |
| BELLIS, RICHARD, ANDREW | Individual | – | DIRECTOR | 10/2018 | < 5% |
| ROTHBURD, JONATHAN, NATHANIEL | Individual | – | DIRECTOR | 12/2020 | < 5% |
| Stuffins, Annalie, Clare | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |