GRAIN MANAGEMENT, LLC

Adviser information for GRAIN MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	67
Investment Advisory/Research	35
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	26	$6.3B
Non-Discretionary	0	$0
Total	26	$6.3B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	26	$6.3B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	19

Services

Advisory Services	Portfolio management for pooled investment vehiclesMANAGE SIX POOLED ASSET ACQUISITION VEHICLES THAT INVEST PRIMARILY IN SPECTRUM LICENSES AND SIMILAR ASSETS
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-112864
SEC ERA File Number	801-112864
SEC CIK Numbers	None
SEC CRD Numbers	285045
Legal Entity Identifier	None

Principal Office

1900 K STREET NW
SUITE 650
WASHINGTON
DC
United States

Monday - Friday, 9:00 - 5:00

Tel: 202-779-9055, Fax: None

Websites

www.graingp.com www.linkedin.com/company/2067357/ www.linkedin.com/company/2879830/

Chief Compliance Officer

LETTI DE LITTLE

1900 K STREET, NW

SUITE 650

WASHINGTON

United States

Tel: 202-779-9055

L********@**********M

(Full email address available in API data)

Regulatory Contact

MICHAEL MATTIA

VP, LEGAL & COMPLIANCE

19 W. 44TH STREET

SUITE 1502

NEW YORK

United States

Tel: 929-498-5906

M******@**********M

(Full email address available in API data)

Industry Affiliates

GCOF GP, LLC	Sponsor, GP, manager of pooled investment vehicles
GCOF II CO-INVEST GENPAR	Sponsor, GP, manager of pooled investment vehicles
GCOF II GP LLC	Sponsor, GP, manager of pooled investment vehicles
GCOF III CO-INVEST GENPAR, LLC	Sponsor, GP, manager of pooled investment vehicles
GCOF III GP, LLC	Sponsor, GP, manager of pooled investment vehicles
GCOF IV GP, L.P.	Sponsor, GP, manager of pooled investment vehicles
GCOF IV-D GP S.A.R.L.	Sponsor, GP, manager of pooled investment vehicles
GRAIN GP II	Sponsor, GP, manager of pooled investment vehicles
GSH III GP, LLC	Sponsor, GP, manager of pooled investment vehicles
GSH IV GP, LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
GCOF II CO-INVEST (RC), L.P.	Private Equity Fund	$64.6M	$5.0M	2
GCOF II CO-INVEST (SC), L.P.	Private Equity Fund	$445.7M	$5.0M	2
GCOF III CO-INVEST (TC), L.P.	Private Equity Fund	$46.0M	$50.0M	2
GCOF III CONDOR AIV-A, L.P.	Private Equity Fund	$138.9M	$10.0M	32
GCOF III CONDOR AIV-B, L.P.	Private Equity Fund	$165.0M	$10.0M	40
GCOF III CONDOR AIV-C, L.P.	Private Equity Fund	$89.1M	$10.0M	35
GCOF III CONDOR CO-INVEST, L.P.	Private Equity Fund	$111.6M	$10.0M	6
GCOF III CONDOR MASTER AIV-A, L.P.	Private Equity Fund	$139.2M	$10.0M	2
GCOF III CONDOR MASTER AIV-B, L.P.	Private Equity Fund	$165.3M	$10.0M	2
GCOF III CONDOR MASTER AIV-C, L.P.	Private Equity Fund	$171.8M	$10.0M	3
GRAIN COMMUNICATIONS OPPORTINUTY FUND III MASTER, L.P.	Private Equity Fund	$1,745.4M	$10.0M	4
GRAIN COMMUNICATIONS OPPORTUNITY FUND II, L.P.	Private Equity Fund	$1,792.7M	$5.0M	67
GRAIN COMMUNICATIONS OPPORTUNITY FUND III (DE PARALLEL), L.P.	Private Equity Fund	$355.0M	$10.0M	2
GRAIN COMMUNICATIONS OPPORTUNITY FUND III (PARALLEL), L.P.	Private Equity Fund	$292.8M	$10.0M	35
GRAIN COMMUNICATIONS OPPORTUNITY FUND III, L.P.	Private Equity Fund	$1,004.4M	$10.0M	72
GRAIN COMMUNICATIONS OPPORTUNITY FUND IV-A (TPA), L.P.	Private Equity Fund	$7.0M	$10.0M	9
GRAIN COMMUNICATIONS OPPORTUNITY FUND IV-A, L.P.	Private Equity Fund	$766.0M	$10.0M	30
GRAIN COMMUNICATIONS OPPORTUNITY FUND IV-B (TPA), L.P.	Private Equity Fund	$9.9M	$10.0M	2
GRAIN COMMUNICATIONS OPPORTUNITY FUND IV-B, L.P.	Private Equity Fund	$0.0M	$10.0M	0
GRAIN COMMUNICATIONS OPPORTUNITY FUND IV-C, L.P.	Private Equity Fund	$345.8M	$10.0M	26
GRAIN COMMUNICATIONS OPPORTUNITY FUND IV-D, SCSP	Private Equity Fund	$10.0M	$10.0M	2
GRAIN COMMUNICATIONS OPPORTUNITY FUND IV-E, L.P.	Private Equity Fund	$20.6M	$10.0M	1
GRAIN SPECTRUM HOLDINGS IV (CAYMAN), L.P.	INVESTMENTS IN SPECTRUM LICENSES AND SECURITIES THAT ARE RELATED TO SPECTRUM LICENSES	$163.0M	$10.0M	6
GRAIN SPECTRUM HOLDINGS IV MASTER, L.P.	INVESTMENTS IN SPECTRUM LICENSES AND SECURITIES THAT ARE RELATED TO SPECTRUM LICENSES	$671.9M	$10.0M	3
GRAIN SPECTRUM HOLDINGS IV, L.P.	INVESTMENTS IN SPECTRUM LICENSES AND SECURITIES THAT ARE RELATED TO SPECTRUM LICENSES	$492.4M	$10.0M	16
GSC I, L.P.	Private Equity Fund	$300.6M	$50.0M	2

Control Persons

Name	Type	Entity	Title	Since	Ownership
GRAIN, DAVID, JONATHAN	Individual	–	CHIEF EXECUTIVE OFFICER	03/2010	< 5%
GRAIN CAPITAL, LLC	Domestic Entity	–	OWNER	03/2010	> 75%
GRAIN, DAVID, JONATHAN	Individual	GRAIN CAPITAL, LLC	OWNER	01/2006	> 75%
DELITTLE, LETTICE, EMILY	Individual	–	CHIEF COMPLIANCE OFFICER	12/2018	< 5%
gray, erika, lynn	Individual	–	CHIEF FINANCIAL OFFICER	02/2024	< 5%

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