ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC

Adviser information for ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC last updated from Form ADV on January 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,011 $155.0M
Non-Discretionary 0 $0
Total 1,011 $155.0M

Clients

Type Number RAUM
Individuals 412 $155.0M
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesMarket timing services
Compensation % of AUM
Other Business Activities Insurance broker or agentFINANCIAL PLANNER

Identifiers

SEC RIA File Number 801-112870
SEC ERA File Number 801-112870
SEC CIK Numbers 1966171
SEC CRD Numbers 106999
Legal Entity Identifier None

Principal Office

1415 ELBRIDGE PAYNE ROAD
SUITE 140
CHESTERFIELD
MO
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 636-532-3900, Fax: 636-532-4308

Chief Compliance Officer

CASEY HUNT
VICE-PRESIDENT
1415 ELBRIDGE PAYNE RD.
SUITE 140
CHESTERFIELD
MO
United States
Tel: 636-532-3900
Fax: 636-532-4308
(Full email address available in API data)

Regulatory Contact

DEBRA M. HOFER
ADMINISTRATOR
1415 ELBRIDGE PAYNE ROAD
SUITE 140
CHESTERFIELD
MO
United States
Tel: 636-532-3900
Fax: 636-532-4308
(Full email address available in API data)

Industry Affiliates

ST. LOUIS FINANCIAL PLANNERS INC. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HUNT, TIMOTHY, DAVID Individual PRESIDENT 03/1996 25-50%
HUNT, CASEY, DANIEL Individual VICE-PRESIDENT/CHIEF COMPLIANCE OFFICER 08/2000 25-50%

No. Employees, Historic

105020192020202120222023202420253 on 7/16/20193 on 10/23/20193 on 1/16/20203 on 6/10/20203 on 6/10/20203 on 6/18/20203 on 6/18/20203 on 1/27/20213 on 1/26/20223 on 1/26/20233 on 1/9/2024

RAUM, Historic

200M100M02019202020212022202320242025113890104 on 7/16/2019113890104 on 10/23/2019124158461 on 1/16/2020124158461 on 6/10/2020124158461 on 6/10/2020124158461 on 6/18/2020124158461 on 6/18/2020129954155 on 1/27/2021137540676 on 1/26/2022129904284 on 1/26/2023155035405 on 1/9/2024

No. Clients, Historic

50025002019202020212022202320242025429 on 7/16/2019429 on 10/23/2019419 on 1/16/2020419 on 6/10/2020419 on 6/10/2020419 on 6/18/2020419 on 6/18/2020407 on 1/27/2021431 on 1/26/2022430 on 1/26/2023412 on 1/9/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 2M 18K
ABBVIE INC COM 2M 12K
ALPHABET INC CAP STK CL A 4M 19K
APPLE INC COM 3M 14K
BANK AMERICA CORP COM 2M 46K
BOSTON SCIENTIFIC CORP COM 1M 15K
CHEVRON CORP NEW COM 2M 13K
CISCO SYS INC COM 2M 45K
COCA COLA CO COM 2M 32K
DISNEY WALT CO COM 2M 19K
ECOPETROL S A SPONSORED ADS 209K 19K
EXXON MOBIL CORP COM 2M 19K
GE AEROSPACE COM NEW 4M 26K
INTEL CORP COM 2M 61K
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 4M 177K
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 4M 181K
ISHARES TR TRS FLT RT BD 13M 249K
MERCK & CO INC COM 2M 14K
NVIDIA CORPORATION COM 7M 55K
ORACLE CORP COM 2M 14K
PEPSICO INC COM 2M 13K
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 187K 13K
PIMCO INCOME STRATEGY FD II COM 156K 22K
PROCTER AND GAMBLE CO COM 2M 11K
QUALCOMM INC COM 2M 11K
SELECT SECTOR SPDR TR COMMUNICATION 1M 18K
SELECT SECTOR SPDR TR ENERGY 999K 11K
SELECT SECTOR SPDR TR FINANCIAL 2M 37K
SELECT SECTOR SPDR TR TECHNOLOGY 4M 18K
SPDR S&P 500 ETF TR TR UNIT 17M 31K
SPDR SER TR BLOOMBERG 1-3 MO 13M 147K
SPROTT PHYSICAL SILVER TR TR UNIT 101K 10K
TESLA INC COM 2M 11K
TEXAS INSTRS INC COM 2M 12K
VERIZON COMMUNICATIONS INC COM 2M 52K
WALMART INC COM 2M 30K
WELLS FARGO CO NEW COM 2M 32K