ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC
Adviser information for ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC last updated from Form ADV on January 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Missouri, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,011 | $155.0M |
Non-Discretionary | 0 | $0 |
Total | 1,011 | $155.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 412 | $155.0M |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesMarket timing services |
---|---|
Compensation | % of AUM |
Other Business Activities | Insurance broker or agentFINANCIAL PLANNER |
Principal Office
1415 ELBRIDGE PAYNE ROADSUITE 140
CHESTERFIELD
MO
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 636-532-3900, Fax: 636-532-4308
Chief Compliance Officer
CASEY HUNT
VICE-PRESIDENT
1415 ELBRIDGE PAYNE RD.
SUITE 140
CHESTERFIELD
MO
United States
Tel:
636-532-3900
Fax:
636-532-4308
C*********@********M
(Full email address available in API data)
Regulatory Contact
DEBRA M. HOFER
ADMINISTRATOR
1415 ELBRIDGE PAYNE ROAD
SUITE 140
CHESTERFIELD
MO
United States
Tel:
636-532-3900
Fax:
636-532-4308
D**********@********M
(Full email address available in API data)
Industry Affiliates
ST. LOUIS FINANCIAL PLANNERS INC. | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HUNT, TIMOTHY, DAVID | Individual | – | PRESIDENT | 03/1996 | 25-50% |
HUNT, CASEY, DANIEL | Individual | – | VICE-PRESIDENT/CHIEF COMPLIANCE OFFICER | 08/2000 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 2M | 18K | – |
ABBVIE INC | COM | 2M | 12K | – |
ALPHABET INC | CAP STK CL A | 4M | 19K | – |
APPLE INC | COM | 3M | 14K | – |
BANK AMERICA CORP | COM | 2M | 46K | – |
BOSTON SCIENTIFIC CORP | COM | 1M | 15K | – |
CHEVRON CORP NEW | COM | 2M | 13K | – |
CISCO SYS INC | COM | 2M | 45K | – |
COCA COLA CO | COM | 2M | 32K | – |
DISNEY WALT CO | COM | 2M | 19K | – |
ECOPETROL S A | SPONSORED ADS | 209K | 19K | – |
EXXON MOBIL CORP | COM | 2M | 19K | – |
GE AEROSPACE | COM NEW | 4M | 26K | – |
INTEL CORP | COM | 2M | 61K | – |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 4M | 177K | – |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 4M | 181K | – |
ISHARES TR | TRS FLT RT BD | 13M | 249K | – |
MERCK & CO INC | COM | 2M | 14K | – |
NVIDIA CORPORATION | COM | 7M | 55K | – |
ORACLE CORP | COM | 2M | 14K | – |
PEPSICO INC | COM | 2M | 13K | – |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 187K | 13K | – |
PIMCO INCOME STRATEGY FD II | COM | 156K | 22K | – |
PROCTER AND GAMBLE CO | COM | 2M | 11K | – |
QUALCOMM INC | COM | 2M | 11K | – |
SELECT SECTOR SPDR TR | COMMUNICATION | 1M | 18K | – |
SELECT SECTOR SPDR TR | ENERGY | 999K | 11K | – |
SELECT SECTOR SPDR TR | FINANCIAL | 2M | 37K | – |
SELECT SECTOR SPDR TR | TECHNOLOGY | 4M | 18K | – |
SPDR S&P 500 ETF TR | TR UNIT | 17M | 31K | – |
SPDR SER TR | BLOOMBERG 1-3 MO | 13M | 147K | – |
SPROTT PHYSICAL SILVER TR | TR UNIT | 101K | 10K | – |
TESLA INC | COM | 2M | 11K | – |
TEXAS INSTRS INC | COM | 2M | 12K | – |
VERIZON COMMUNICATIONS INC | COM | 2M | 52K | – |
WALMART INC | COM | 2M | 30K | – |
WELLS FARGO CO NEW | COM | 2M | 32K | – |