WASHBURN CAPITAL MANAGEMENT INC.

Adviser information for WASHBURN CAPITAL MANAGEMENT INC. last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 469 $198.1M
Non-Discretionary 0 $0
Total 469 $198.1M

Clients

Type Number RAUM
Individuals 116 $40.5M
HNW Individuals 56 $146.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $7.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $3.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-112874
SEC ERA File Number 801-112874
SEC CIK Numbers 1793923
SEC CRD Numbers 125708
Legal Entity Identifier None

Principal Office

70 ROYAL PALM POINTE
SUITE C
VERO BEACH
FL
United States
Monday - Friday, 9:00AM 5:00PM
Tel: 772 564-7291, Fax: 772 564-7295

Chief Compliance Officer

DAVID WASHBURN
VICE PRESIDENT
70 ROYAL PALM POINTE
SUITE C
VERO BEACH
FL
United States
Tel: 7725647291
Fax: 7725647295
(Full email address available in API data)

Regulatory Contact

TRACEY ZACKS
OFFICE MANAGER
70 ROYAL PALM POINTE
SUITE C
VERO BEACH
FL
United States
Tel: 7725647291
Fax: 7725647295
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WASHBURN, ROBERT, EVERETT Individual PRESIDENT 01/1997 50-75%
WASHBURN, DAVID, JAMES Individual VICE PRESIDENT - CHIEF FINANCIAL OFFICER 01/2010 25-50%
WASHBURN, DAVID, JAMES Individual CHIEF COMPLIANCE OFFICER 02/2023 25-50%
Habgood, Henry Individual VICE PRESIDENT 01/2024 < 5%

No. Employees, Historic

105020192020202120222023202420252 on 6/10/20194 on 9/16/20194 on 3/20/20204 on 6/17/20203 on 3/22/20213 on 8/25/20213 on 3/28/20224 on 7/18/20223 on 3/3/20233 on 3/23/20233 on 10/26/20233 on 12/1/20234 on 2/15/2024

RAUM, Historic

300M150M02019202020212022202320242025121059825 on 6/10/2019121059825 on 9/16/2019145614945 on 3/20/2020145614945 on 6/17/2020185481818 on 3/22/2021185481818 on 8/25/2021224668830 on 3/28/2022224668830 on 7/18/2022186637289 on 3/3/2023186637289 on 3/23/2023186637289 on 10/26/2023186637289 on 12/1/2023198070707 on 2/15/2024

No. Clients, Historic

20010002019202020212022202320242025140 on 6/10/2019140 on 9/16/2019148 on 3/20/2020148 on 6/17/2020169 on 3/22/2021169 on 8/25/2021170 on 3/28/2022170 on 7/18/2022167 on 3/3/2023167 on 3/23/2023167 on 10/26/2023167 on 12/1/2023177 on 2/15/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 897K 5K
ADVANCED MICRO DEVICES INC COM 791K 5K
ALCOA CORP COM 909K 23K
ALPHABET INC CAP STK CL C 632K 3K
AMAZON COM INC COM 2M 13K
APPLE INC COM 4M 19K
BERKSHIRE HATHAWAY INC DEL CL B NEW 1000K 2K
CATERPILLAR INC COM 1M 3K
CHEVRON CORP NEW COM 423K 3K
COSTCO WHSL CORP NEW COM 3M 3K
ELI LILLY & CO COM 3M 3K
FIRST TR NAS100 EQ WEIGHTED SHS 319K 3K
FREEPORT-MCMORAN INC CL B 543K 11K
HOME DEPOT INC COM 1M 4K
INVESCO QQQ TR UNIT SER 1 21M 44K
ISHARES TR ISHARES SEMICDTR 1M 6K
ISHARES TR DOW JONES US ETF 685K 5K
ISHARES TR CORE S&P MCP ETF 3M 52K
JPMORGAN CHASE & CO. COM 328K 2K
META PLATFORMS INC CL A 3M 5K
MICROSOFT CORP COM 4M 8K
MORGAN STANLEY COM NEW 639K 7K
NVIDIA CORPORATION COM 6M 48K
PALO ALTO NETWORKS INC COM 2M 6K
SCHWAB STRATEGIC TR US BRD MKT ETF 561K 9K
SELECT SECTOR SPDR TR ENERGY 1M 16K
SHOPIFY INC CL A 254K 4K
SPDR DOW JONES INDL AVERAGE UT SER 1 13M 32K
SPDR S&P 500 ETF TR TR UNIT 34M 62K
SPDR SER TR PORTFOLI S&P1500 277K 4K
UNITEDHEALTH GROUP INC COM 547K 1K
VALERO ENERGY CORP COM 390K 2K
VANGUARD INDEX FDS SMALL CP ETF 456K 2K
VANGUARD INDEX FDS TOTAL STK MKT 25M 94K
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 3K
VISA INC COM CL A 3M 10K