BEANSTOX
BEANSTOX INC. Legal Name
Adviser information for BEANSTOX last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,764 | $6.4M |
| Non-Discretionary | 0 | $0 |
| Total | 4,764 | $6.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4,032 | $6.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Subscription feesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 6.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BEANSTOX | BEANSTOX |
Identifiers
| SEC RIA File Number | 801-112877 |
|---|---|
| SEC ERA File Number | 801-112877 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291957 |
| Legal Entity Identifier | None |
Principal Office
1010 SHERBROOKE STREET WESTSUITE 2105
MONTREAL, QUEBEC
Canada
Monday - Friday, 9A - 5P
Tel: (514) 849-1056, Fax: (514) 849-0065
Chief Compliance Officer
LOUISE ANNE POIRIER
CHIEF FINANCIAL OFFICER
1010 SHERBROOKE STREET WEST
SUITE 2105
MONTREAL, QUEBEC
Canada
Tel:
(514) 849-1056
L*********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'Brien, Connor | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2017 | < 5% |
| POIRIER, LOUISE ANNE | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 12/2017 | < 5% |
| O'Leary, Terence, Thomas Kevin | Individual | – | CHAIRMAN | 12/2017 | < 5% |
| O'Brien, Connor | Individual | STANTON ASSETS INC | STOCKHOLDER | 12/2010 | > 75% |
| SHAW STREET INVESTMENTS ULC | Foreign Entity | BEANSTOX INVESTMENTS INC. | STOCKHOLDER | 03/2018 | 25-50% |
| THE KEVIN O'LEARY FAMILY TRUST 1997 | Foreign Entity | SHAW STREET INVESTMENTS ULC | STOCKHOLDER | 06/2012 | > 75% |
| O'LEARY PRODUCTIONS INC. | Foreign Entity | BEANSTOX INVESTMENTS INC. | STOCKHOLDER | 03/2018 | 25-50% |
| O'Leary, Terence, Thomas Kevin | Individual | O'LEARY PRODUCTIONS INC. | STOCKHOLDER | 01/2012 | > 75% |
| BEANSTOX INVESTMENTS INC. | Foreign Entity | – | STOCKHOLDER | 03/2018 | > 75% |
| STANTON ASSETS INC | Foreign Entity | BEANSTOX INVESTMENTS INC. | STOCKHOLDER | 01/2023 | 50-75% |