SCALA CAPITAL LLC
Adviser information for SCALA CAPITAL LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 373 | $245.2M |
| Non-Discretionary | 48 | $14.4M |
| Total | 421 | $259.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 173 | $44.1M |
| HNW Individuals | 33 | $72.2M |
| Banking or thrift institutions | 1 | $7.3M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $59.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $4.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $3.3M |
| Other | 54 | $68.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 71 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112881 |
|---|---|
| SEC ERA File Number | 801-112881 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156165 |
| Legal Entity Identifier | None |
Principal Office
999 BRICKELL AVENUESUITE 1006
MIAMI
FL
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 305-539-3850, Fax: None
Websites
Chief Compliance Officer
ALBERTO SIBLESZ
DIRECTOR
999 BRICKELL AVENUE
SUITE 1006
MIAMI
FL
United States
Tel:
305-539-3850
A******@****************M
(Full email address available in API data)
Regulatory Contact
JUAN CARLOS RIERA
COMPLIANCE CONSULTANT
2600 S DOUGLAS RD
SUITE 908
CORAL GABLES
FL
United States
Tel:
3059652166
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| GLIDE CAPITAL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DLR PORTFOLIO | PRIVATE CREDIT FUND | $57.5M | $0.1M | 3 |
| SI ALTERNATIVE MULTISTRATEGY SEGREGATED PORTFOLIO | PRIVATE CREDIT FUND OF FUNDS | $22.3M | $0.1M | 102 |
| SI LIQUID TRADING STRATEGIES | FIXED INCOME FUND | $9.8M | $0.1M | 66 |
| SI MULTISTRATEGY SERIES | PRIVATE CREDIT FUND OF FUNDS | $10.0M | $0.1M | 43 |
| SI OPPORTUNISTIC CREDIT SEGREGATED PORTFOLIO | PRIVATE CREDIT FUND | $8.9M | $0.1M | 62 |
| VENTURE OPPORTUNITY I SEGREGATED PORTFOLIO | Venture Capital Fund | $1.2M | $0.1M | 16 |
| WASSERSTEIN DEBT OPPORTUNITIES SERIES | PRIVATE CREDIT FUND | $2.0M | $0.1M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ERA VENTURES CORPORATION | Domestic Entity | – | MEMBER | 12/2010 | 25-50% |
| AGRA VENTURES CORPORATION | Domestic Entity | – | MEMBER | 12/2010 | 25-50% |
| SKYVIEW VENTURES, INC. | Domestic Entity | – | MEMBER | 12/2010 | 25-50% |
| SIBLESZ, ALBERTO, EDUARDO | Individual | ERA VENTURES CORPORATION | OWNER | 12/2010 | > 75% |
| TOME, ESTEBAN, NMN | Individual | AGRA VENTURES CORPORATION | OWNER | 12/2010 | > 75% |
| GUENOUN, DAVID, NMN | Individual | SKYVIEW VENTURES, INC. | OWNER | 12/2010 | > 75% |
| SIBLESZ, ALBERTO, EDUARDO | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2012 | < 5% |