IMPERIUM WEALTH MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	716	$175.4M
Non-Discretionary	8	$5.9M
Total	724	$181.3M

Clients

Type	Number	RAUM
Individuals	106	$39.0M
HNW Individuals	55	$136.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	8	$5.9M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Accountant or accounting firmLawyer or law firm

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	154.4M
Portfolio Manager	154.4M
Both for Same	154.4M

Portfolio Manager to Program	Sponsor
IMPERIUM WEALTH WRAP FEE PROGRAM	IMPERIUM WEALTH MANAGEMENT, LLC

Identifiers

SEC RIA File Number	801-112900
SEC ERA File Number	801-112900
SEC CIK Numbers	None
SEC CRD Numbers	159148
Legal Entity Identifier	None

Principal Office

112 EAST PECAN ST.
SUITE 2910
SAN ANTONIO
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic