SCOTT MARSH FINANCIAL, LLC
Adviser information for SCOTT MARSH FINANCIAL, LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 522 | $147.2M |
| Non-Discretionary | 0 | $0 |
| Total | 522 | $147.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 128 | $53.2M |
| HNW Individuals | 41 | $91.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.5M |
| Charitable organizations | <5 | $629,041 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-112911 |
|---|---|
| SEC ERA File Number | 801-112911 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122169 |
| Legal Entity Identifier | None |
Principal Office
1321 EAST 4170 SOUTHSALT LAKE CITY
UT
United States
Monday - Friday, 9:00AM TO 5:00PM MT
Tel: 801-272-4677, Fax: 801-272-4677
Chief Compliance Officer
SCOTT C. MARSH
MEMBER
1321 EAST 4170 SOUTH
SALT LAKE CITY
UT
United States
Tel:
801-272-4677
S****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARSH, SCOTT, CLYDE | Individual | – | OWNER, CHIEF COMPLIANCE OFFICER | 01/1985 | > 75% |