ATON FINANCIAL LLC
Adviser information for ATON FINANCIAL LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 357 | $296.7M |
| Non-Discretionary | 21 | $132.2M |
| Total | 378 | $428.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131 | $26.1M |
| HNW Individuals | 80 | $294.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $108.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112925 |
|---|---|
| SEC ERA File Number | 801-112925 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173070 |
| Legal Entity Identifier | None |
Principal Office
1590 PONCE DE LEONSUITE 206
SAN JUAN
PR
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 787-725-6070, Fax: None
Websites
Chief Compliance Officer
MARKO RENDIC
MANAGING MEMBER
1590 PONCE DE LEON
SUITE 206
SAN JUAN
PR
United States
Tel:
787-725-6070
M******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GM GROUP FUND II LLC | Private Equity Fund | $10.0M | $0.3M | 3 |
| JOMA FUND LLC | Private Equity Fund | $6.0M | $0.1M | 1 |
| POWER FUND LLC | Private Equity Fund | $3.8M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RENDIC, MARKO, ANDRES | Individual | – | MANAGING MEMBER AND CCO | 08/2014 | 50-75% |
| TRIGO, DIONISIO, NMN | Individual | – | INVESTOR | 03/2015 | 50-75% |