Hedge Fund Database

LAZARI CAPITAL MANAGEMENT, INC.

Adviser information for LAZARI CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,070 $363.7M
Non-Discretionary 75 $107.4M
Total 1,145 $471.1M

Clients

Type Number RAUM
Individuals 578 $98.4M
HNW Individuals 93 $245.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 72 $99.7M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 105 $27.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-112927
SEC ERA File Number 801-112927
SEC CIK Numbers 1986389
SEC CRD Numbers 172932
Legal Entity Identifier None

Principal Office

6928 OWENSMOUTH AVE.
#200
WOODLAND HILLS
CA
United States
Monday - Friday, 6AM - 6PM
Tel: 818-264-0610, Fax: 818-264-0612

Websites

www.lazaricapital.com

Chief Compliance Officer

GIL AIKINS
CCO
6928 OWENSMOUTH AVE.
#200
WOODLAND HILLS
CA
United States
Tel: (818) 264-0610
Fax: (818) 264-0612
(Full email address available in API data)

Industry Affiliates

MICHAEL LAZARI KARAPETIAN Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agencyReal estate broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KARAPETIAN, MICHAEL, LAZARI Individual – PRESIDENT 08/2014 > 75%
AIKINS, GIL, O Individual – CCO 04/2023 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 4/3/20198 on 4/12/20197 on 4/12/20197 on 7/23/20197 on 2/11/20207 on 5/8/20208 on 9/14/20208 on 1/4/20218 on 1/5/20218 on 2/2/20218 on 7/12/20219 on 9/17/20219 on 9/28/20219 on 11/4/20219 on 2/2/20229 on 3/24/202210 on 4/21/202210 on 5/24/20229 on 6/3/20229 on 9/16/20229 on 11/18/20229 on 12/12/20229 on 2/15/20239 on 4/3/20239 on 8/15/20238 on 3/7/20248 on 3/23/2024

RAUM, Historic

500M250M02019202020212022202320242025163570652 on 4/3/2019163570652 on 4/12/2019163570652 on 4/12/2019163570652 on 7/23/2019273512707 on 2/11/2020273512707 on 5/8/2020273512707 on 9/14/2020273512707 on 1/4/2021273512707 on 1/5/2021343100000 on 2/2/2021343100000 on 7/12/2021343100000 on 9/17/2021343100000 on 9/28/2021343100000 on 11/4/2021402201700 on 2/2/2022402201700 on 3/24/2022402201700 on 4/21/2022402201700 on 5/24/2022402201700 on 6/3/2022402201700 on 9/16/2022402201700 on 11/18/2022402201700 on 12/12/2022398591539 on 2/15/2023398591539 on 4/3/2023398591539 on 8/15/2023471149663 on 3/7/2024471149663 on 3/23/2024

No. Clients, Historic

90045002019202020212022202320242025342 on 4/3/2019342 on 4/12/2019342 on 4/12/2019342 on 7/23/2019468 on 2/11/2020468 on 5/8/2020468 on 9/14/2020468 on 1/4/2021468 on 1/5/2021606 on 2/2/2021606 on 7/12/2021606 on 9/17/2021606 on 9/28/2021606 on 11/4/2021726 on 2/2/2022726 on 3/24/2022726 on 4/21/2022726 on 5/24/2022726 on 6/3/2022726 on 9/16/2022726 on 11/18/2022726 on 12/12/2022761 on 2/15/2023761 on 4/3/2023761 on 8/15/2023848 on 3/7/2024848 on 3/23/2024

Holdings

From latest 13F, filed September 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
0-5 YR TIPS ETF ETF 2M 20K –
ABBVIE INC COM 3M 18K –
ADVANCED MICRO DEVICES INC COM 3M 16K –
AGNC INVT CORP COM 240K 25K –
AIRBNB INC COM 382K 3K –
ALIBABA GROUP HLDG LTD ADR 798K 11K –
ALLWRLD EX US ETF 216K 4K –
ALPHABET INC COM 488K 3K –
ALPHABET INC COM 10M 53K –
ALPS ETF TR ETF 301K 6K –
ALTRIA GROUP INC COM 2M 33K –
AMAZON COM INC COM 15M 76K –
AMERICAN EXPRESS CO COM 844K 4K –
AMGEN INC COM 740K 2K –
APPLE INC COM 32M 150K –
APPLIED MATLS INC COM 299K 1K –
ASENSUS SURGICAL INC COM 23K 70K –
ASML HOLDING N V ADR 497K 486 –
AT&T INC COM 1M 61K –
BANCO BILBAO VIZCAYA ARGENTA ADR 119K 12K –
BANK AMERICA CORP COM 4M 105K –
BERKSHIRE HATHAWAY INC DEL COM 607K 1K –
BLOCK INC COM 318K 5K –
BOEING CO COM 4M 23K –
BP PLC ADR 5M 129K –
BRISTOL-MYERS SQUIBB CO COM 962K 23K –
BROADCOM INC COM 2M 1K –
BUTTERFLY NETWORK INC COM 18K 21K –
CATERPILLAR INC COM 462K 1K –
CHEVRON CORP NEW COM 636K 4K –
CITIGROUP INC COM 839K 13K –
COINBASE GLOBAL INC COM 598K 3K –
CONOCOPHILLIPS COM 1M 13K –
CORE MSCI EAFE ETF 2M 22K –
CORE MSCI EMKT ETF 523K 10K –
CORE S&P SCP ETF ETF 605K 6K –
CORE S&P500 ETF ETF 3M 5K –
CORE US AGGBD ET ETF 1M 13K –
COSTCO WHSL CORP NEW COM 683K 804 –
CVB FINL CORP COM 420K 24K –
DEVON ENERGY CORP NEW COM 1M 32K –
DISNEY WALT CO COM 7M 67K –
DLY S&P500 BR 3X ETF 386K 49K –
DUKE ENERGY CORP NEW COM 239K 2K –
ELI LILLY & CO COM 432K 477 –
EMCOR GROUP INC COM 207K 567 –
EMERGING MKTS VA ETF 410K 15K –
EXXON MOBIL CORP COM 2M 20K –
FEDEX CORP COM 209K 698 –
FORD MTR CO DEL COM 768K 61K –
FREEPORT-MCMORAN INC COM 213K 4K –
FUELCELL ENERGY INC COM 7K 11K –
GE AEROSPACE COM 444K 3K –
GERON CORP COM 294K 69K –
GILEAD SCIENCES INC COM 2M 23K –
GLOBAL NET LEASE INC COM 203K 28K –
GOLDMAN SACHS GROUP INC COM 592K 1K –
GROWTH ETF ETF 237K 634 –
GSK PLC ADR 769K 20K –
HEALTH CAR ETF ETF 251K 945 –
HOME DEPOT INC COM 723K 2K –
IBOXX INV CP ETF ETF 409K 4K –
INTEL CORP COM 354K 11K –
INTERNATIONAL BUSINESS MACHS COM 341K 2K –
INTL SMALL CAP V ETF 568K 21K –
INVESCO QQQ TR ETF 3M 6K –
ISHARES SILVER TR ETF 222K 8K –
ISHS 1-5YR INVS ETF 409K 8K –
JOHNSON & JOHNSON COM 875K 6K –
JPMORGAN CHASE & CO. COM 2M 9K –
KEYCORP COM 149K 10K –
KIMBERLY-CLARK CORP COM 279K 2K –
LAM RESEARCH CORP COM 292K 274 –
LLOYDS BANKING GROUP PLC ADR 46K 17K –
LUMINAR TECHNOLOGIES INC COM 24K 16K –
MARRIOTT INTL INC NEW COM 723K 3K –
MASTERCARD INCORPORATED COM 837K 2K –
MCDONALDS CORP COM 491K 2K –
MEGA CAP VAL ETF ETF 613K 5K –
MEGA GRWTH IND ETF 796K 3K –
MERCK & CO INC COM 340K 3K –
MESOBLAST LTD ADR 364K 53K –
META PLATFORMS INC COM 18M 36K –
MGM RESORTS INTERNATIONAL COM 250K 6K –
MICROSOFT CORP COM 7M 15K –
MID CAP ETF ETF 237K 977 –
MORGAN STANLEY COM 526K 5K –
MSCI INTL MOMENT ETF 503K 13K –
NETFLIX INC COM 3M 4K –
NEW YORK CMNTY BANCORP INC COM 49K 15K –
NOVO-NORDISK A S ADR 242K 2K –
NUVEEN CALIFORNIA AMT QLT MU COM 360K 29K –
NVIDIA CORPORATION COM 9M 76K –
OCCIDENTAL PETE CORP COM 709K 11K –
ORACLE CORP COM 546K 4K –
PAYPAL HLDGS INC COM 2M 27K –
PDS BIOTECHNOLOGY CORP COM 38K 13K –
PEPSICO INC COM 284K 2K –
PFD AND INCM SEC ETF 231K 7K –
PFIZER INC COM 529K 19K –
PHILIP MORRIS INTL INC COM 255K 3K –
PLUG POWER INC COM 47K 20K –
PROCTER AND GAMBLE CO COM 444K 3K –
PUTNAM PREMIER INCOME TR COM 80K 22K –
RTX CORPORATION COM 603K 6K –
RUS 1000 GRW ETF ETF 206K 564 –
S&P 500 ETF SHS ETF 304K 608 –
S&P500 EQL TEC ETF 216K 6K –
SALESFORCE INC COM 1M 6K –
SCHWAB CHARLES CORP COM 678K 9K –
SELECT SECTOR SPDR TR ETF 945K 10K –
SEMPRA COM 2M 24K –
SHOPIFY INC COM 426K 6K –
SIMON PPTY GROUP INC NEW COM 452K 3K –
SM CP VAL ETF ETF 204K 1K –
SOUTHERN CO COM 239K 3K –
SPDR S&P 500 ETF TR ETF 2M 4K –
STARBUCKS CORP COM 1M 18K –
STEM INC COM 15K 13K –
TAIWAN SEMICONDUCTOR MFG LTD ADR 236K 1K –
TARGA RES CORP COM 448K 3K –
TESLA INC COM 2M 11K –
TEVA PHARMACEUTICAL INDS LTD ADR 254K 16K –
THE TRADE DESK INC COM 316K 3K –
TOTAL BD ETF ETF 1M 23K –
TOTAL BND MRKT ETF 804K 11K –
TOTAL STK MKT ETF 4M 15K –
U.S. ENERGY ETF ETF 349K 7K –
UBER TECHNOLOGIES INC COM 15M 201K –
ULTRA FNCLS NEW ETF 225K 4K –
US MOMENTUM ETF 1M 7K –
US SMALL CAP VAL ETF 924K 32K –
VERIZON COMMUNICATIONS INC COM 3M 67K –
VISA INC COM 1M 6K –
VODAFONE GROUP PLC NEW ADR 214K 24K –
VULCAN MATLS CO COM 665K 3K –
WALMART INC COM 745K 11K –
WARNER BROS DISCOVERY INC COM 90K 12K –
WELLS FARGO CO NEW COM 1M 21K –
WYNN RESORTS LTD COM 1M 13K –
X4 PHARMACEUTICALS INC COM 7K 12K –
XCEL ENERGY INC COM 204K 4K –
XENIA HOTELS & RESORTS INC COM 576K 40K –
ZOMEDICA CORP COM 1K 10K –