FTI CAPITAL MANAGEMENT
FTI CAPITAL MANAGEMENT (CAYMAN), LIMITED Legal Name
Adviser information for FTI CAPITAL MANAGEMENT last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Hourly charges |
Identifiers
| SEC RIA File Number | 801-112930 |
|---|---|
| SEC ERA File Number | 801-112930 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294862 |
| Legal Entity Identifier | None |
Principal Office
53 MARKET STREETSTE 3206
CAMANA BAY, GRAND CAYMAN
Cayman Islands
Monday - Friday, 9-5
Tel: 345 743 6830, Fax: 345 749 6830
Websites
Chief Compliance Officer
JOHN CRITTENDEN
COO
555 12TH STREET, NW
7TH FLOOR
WASHINGTON
DC
United States
Tel:
202 674 0821
J**************@****************M
(Full email address available in API data)
Regulatory Contact
ALISON SHIRLAW
SENIOR DIRECTOR (COMPLIANCE)
53 MARKET STREET
SUITE 3206
CAMANA BAY, GRAND CAYMAN
Cayman Islands
Tel:
345 743 6842
Fax:
345 749 6830
A*************@***********************M
(Full email address available in API data)
Industry Affiliates
| FTI CAPITAL ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerReal estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FTI CONSULTING, INC. | Domestic Entity | – | PARENT | 10/2017 | > 75% |
| CRITTENDEN, JOHN, CHEROKEE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |
| GRIFFIN, DAVID, MARTIN | Individual | – | SENIOR MANAGING DIRECTOR | 10/2017 | < 5% |
| MORRISON, ANDREW, RICHARD VICTOR | Individual | – | SENIOR MANAGING DIRECTOR | 10/2017 | < 5% |
| LU, CURTIS, PEY-LIN | Individual | – | DIRECTOR | 05/2019 | < 5% |
| FOK, HEI, YU | Individual | – | DIRECTOR | 01/2021 | < 5% |
| LE CORNU, ABBEY, ROSE | Individual | – | SECRETARY | 07/2022 | < 5% |
| BIRTA-MAMMET, LINDA | Individual | – | DIRECTOR | 08/2023 | < 5% |