Hedge Fund Database

TEAM HEWINS, LLC

Adviser information for TEAM HEWINS, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,691 $1.5B
Non-Discretionary 38 $1.0B
Total 1,729 $2.5B

Clients

Type Number RAUM
Individuals 208 $110.8M
HNW Individuals 273 $1.7B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $52.3M
Charitable organizations 7 $122.9M
State or municipal gov entities <5 $472.5M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $5.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-112939
SEC ERA File Number 801-112939
SEC CIK Numbers 1964760
SEC CRD Numbers 291194
Legal Entity Identifier None

Principal Office

203 REDWOOD SHORES PARKWAY
SUITE 550
REDWOOD CITY
CA
United States
Monday - Friday, MONDAY - THURSDAY 7:30 AM - 4:30 PM, FRIDAY 7:30 AM - 4 PM
Tel: 650-620-3040, Fax: 650-372-0813

Websites

teamhewins.com/ twitter.com/teamhewins www.facebook.com/teamhewins/ www.linkedin.com/company/team-hewins

Chief Compliance Officer

MICHELLE MCCARTHY
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-832-5447
(Full email address available in API data)

Regulatory Contact

MIKHAEL BALACHOV
PRINCIPAL, CHIEF EXECUTIVE OFFICER
203 REDWOOD SHORES PARKWAY
SUITE 550
REDWOOD CITY
CA
United States
Tel: 650-620-3040
Fax: 650-372-0813
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HEWINS, ROGER, COLBURN Individual – PRINCIPAL, FOUNDING MEMBER 06/2023 25-50%
BUSSEL, JOHN, MATTHEW Individual – PRINCIPAL AND CHIEF INVESTMENT OFFICER 03/2018 10-25%
POST, MARTHA, ROBERTS Individual – PRINCIPAL, FOUNDING MEMBER 06/2023 < 5%
Balachov, Mikhael Individual – PRINCIPAL, CHIEF EXECUTIVE OFFICER 06/2023 10-25%
HORNUNG, PATRICE, MARGARET CRESCI Individual – PRINCIPAL, SENIOR FINANCIAL ADVISOR, REGIONAL DIRECTOR 06/2018 10-25%
SCHWARTZ, KARL, ARTHUR Individual – PRINCIPAL, SENIOR FINANCIAL ADVISOR, REGIONAL DIRECTOR 04/2021 5-10%
KOO, KA-TYE Individual – PRINCIPAL, CHIEF OPERATING OFFICER 06/2023 5-10%
THIEN, THUONG, THANH Individual – PRINCIPAL, SENIOR FINANCIAL ADVISOR 05/2018 5-10%
MCCARTHY, MICHELLE, ANNE Individual – CHIEF COMPLIANCE OFFICER 02/2023 < 5%

No. Employees, Historic

30150201920202021202220232024202520 on 8/1/201920 on 8/27/201920 on 10/24/201924 on 3/24/202024 on 6/8/202024 on 6/22/202024 on 6/22/202024 on 11/2/202024 on 11/11/202023 on 3/19/202126 on 3/15/202226 on 4/14/202226 on 8/22/202226 on 10/26/202223 on 3/8/202323 on 6/8/202323 on 10/19/202323 on 2/28/2024

RAUM, Historic

3B2B020192020202120222023202420251750531281 on 8/1/20191750531281 on 8/27/20191750531281 on 10/24/20192023287665 on 3/24/20202023287665 on 6/8/20202023287665 on 6/22/20202023287665 on 6/22/20202023287665 on 11/2/20202023287665 on 11/11/20202279944306 on 3/19/20212448933046 on 3/15/20222448933046 on 4/14/20222448933046 on 8/22/20222448933046 on 10/26/20222173718910 on 3/8/20232173718910 on 6/8/20232173718910 on 10/19/20232501851603 on 2/28/2024

No. Clients, Historic

60030002019202020212022202320242025296 on 8/1/2019296 on 8/27/2019296 on 10/24/2019295 on 3/24/2020295 on 6/8/2020295 on 6/22/2020295 on 6/22/2020295 on 11/2/2020295 on 11/11/2020322 on 3/19/2021387 on 3/15/2022387 on 4/14/2022387 on 8/22/2022387 on 10/26/2022428 on 3/8/2023428 on 6/8/2023428 on 10/19/2023504 on 2/28/2024

Holdings

From latest 13F, filed August 20th, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
DIMENSIONAL ETF TRUST INTERNATNAL VAL 66M 2M –
DIMENSIONAL ETF TRUST US TARGETED VLU 55M 1M –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 47M 1M –
AMERICAN CENTY ETF TR US SML CP VALU 32M 345K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 22M 722K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 7M 113K –
ISHARES TR RUS 2000 GRW ETF 6M 24K –
SPDR S&P 500 ETF TR TR UNIT 2M 4K –
VANGUARD WORLD FD ESG US CORP BD 1M 24K –
VANGUARD INDEX FDS VALUE ETF 1M 8K –
PIMCO ETF TR INTER MUN BD ACT 1M 22K –
ISHARES TR CORE S&P500 ETF 951K 2K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 774K 26K –
DIMENSIONAL ETF TRUST US EQUITY ETF 730K 13K –
VANGUARD INDEX FDS SMALL CP ETF 646K 3K –
AMERICAN CENTY ETF TR AVANTIS RESPONSI 603K 11K –
VANGUARD INDEX FDS GROWTH ETF 448K 1K –
VANGUARD INDEX FDS SM CP VAL ETF 364K 2K –
ISHARES TR CORE MSCI EAFE 336K 5K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 313K 4K –
VANECK ETF TRUST ISRAEL ETF 308K 8K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 268K 1K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 268K 2K –
AMERICAN CENTY ETF TR AVANTIS RESPONSI 253K 5K –
ISHARES TR EAFE VALUE ETF 250K 5K –
NETFLIX INC COM 245K 404 –
ISHARES TR SP SMCP600VL ETF 234K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 224K 5K –