ACT TWO INVESTORS LLC

Adviser information for ACT TWO INVESTORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 286 $505.0M
Non-Discretionary 0 $0
Total 286 $505.0M

Clients

Type Number RAUM
Individuals 35 $7.0M
HNW Individuals 245 $483.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $14.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-112940
SEC ERA File Number 801-112940
SEC CIK Numbers 1766907
SEC CRD Numbers 294046
Legal Entity Identifier None

Principal Office

641 ESCALONA DRIVE
SANTA CRUZ
CA
United States
Monday - Friday, BY APPOINTMENT
Tel: 831-226-2915, Fax: 831-265-5658

Chief Compliance Officer

JEFFREY R. SCHARF
MANAGER
641 ESCALONA DRIVE
SANTA CRUZ
CA
United States
Tel: 831-226-2915
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHARF, JEFFREY, ROBERT Individual MANAGER, CCO 03/2018 > 75%

No. Employees, Historic

105020192020202120222023202420252 on 10/28/20192 on 11/19/20191 on 3/30/20201 on 6/23/20201 on 6/24/20201 on 7/10/20201 on 3/31/20211 on 4/2/20211 on 10/11/20211 on 10/12/20211 on 3/29/20221 on 3/30/20221 on 3/30/20231 on 3/27/20241 on 3/28/2024

RAUM, Historic

600M300M02019202020212022202320242025348149000 on 10/28/2019348149000 on 11/19/2019374178737 on 3/30/2020374178737 on 6/23/2020374178737 on 6/24/2020374178737 on 7/10/2020489524895 on 3/31/2021489524895 on 4/2/2021489524895 on 10/11/2021489524895 on 10/12/2021143867644 on 3/29/2022143867644 on 3/30/2022123254162 on 3/30/2023505015859 on 3/27/2024505015859 on 3/28/2024

No. Clients, Historic

30015002019202020212022202320242025130 on 10/28/2019130 on 11/19/2019195 on 3/30/2020195 on 6/23/2020195 on 6/24/2020195 on 7/10/2020248 on 3/31/2021248 on 4/2/2021248 on 10/11/2021248 on 10/12/202168 on 3/29/202268 on 3/30/202276 on 3/30/2023286 on 3/27/2024286 on 3/28/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 57M 311K
ALPHABET INC CAP STK CL A 4M 21K
AMAZON COM INC COM 38M 199K
AMERICAN EXPRESS CO COM 381K 2K
AON PLC SHS CL A 623K 2K
APPLE INC COM 20M 94K
ASTRAZENECA PLC SPONSORED ADR 25M 320K
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K
BLACKSTONE INC COM 6M 51K
BOOKING HOLDINGS INC COM 749K 189
CANADIAN NATL RY CO COM 4M 33K
CANADIAN PACIFIC KANSAS CITY COM 3M 40K
DOLLAR GEN CORP NEW COM 328K 2K
EAST WEST BANCORP INC COM 386K 5K
ENBRIDGE INC COM 4M 106K
FISERV INC COM 268K 2K
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 4M 50K
GENUINE PARTS CO COM 20M 142K
ISHARES TR 7-10 YR TRSY BD 17M 184K
JOHNSON & JOHNSON COM 464K 3K
JPMORGAN CHASE & CO. COM 6M 28K
MARKEL GROUP INC COM 287K 182
MCDONALDS CORP COM 2M 7K
MCKESSON CORP COM 5M 9K
META PLATFORMS INC CL A 2M 4K
MICROSOFT CORP COM 68M 152K
MOTOROLA SOLUTIONS INC COM NEW 421K 1K
NORTHROP GRUMMAN CORP COM 23M 53K
NVIDIA CORPORATION COM 409K 3K
NXP SEMICONDUCTORS N V COM 38M 143K
ORACLE CORP COM 1M 9K
PRUDENTIAL FINL INC COM 969K 8K
SCHWAB CHARLES CORP COM 3M 47K
SCHWAB STRATEGIC TR INT-TRM U.S TRES 8M 165K
SELECT SECTOR SPDR TR FINANCIAL 524K 13K
SELECT SECTOR SPDR TR TECHNOLOGY 339K 1K
SELECT SECTOR SPDR TR COMMUNICATION 633K 7K
SLM CORP COM 1M 58K
STRYKER CORPORATION COM 6M 17K
SYSCO CORP COM 3M 37K
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 553K 3K
THERMO FISHER SCIENTIFIC INC COM 4M 7K
T-MOBILE US INC COM 38M 216K
UNITEDHEALTH GROUP INC COM 33M 66K
VANGUARD BD INDEX FDS TOTAL BND MRKT 16M 227K
VANGUARD INDEX FDS TOTAL STK MKT 353K 1K
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 8M 143K
VISA INC COM CL A 27M 103K
WILLIS TOWERS WATSON PLC LTD SHS 270K 1K