Hedge Fund Database

STERLING WEALTH MANAGEMENT, INC.

Adviser information for STERLING WEALTH MANAGEMENT, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 203 $360.6M
Non-Discretionary 0 $0
Total 203 $360.6M

Clients

Type Number RAUM
Individuals 80 $19.9M
HNW Individuals 117 $309.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 4 $25.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 2 $5.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-112948
SEC ERA File Number 801-112948
SEC CIK Numbers 2011149
SEC CRD Numbers 131304
Legal Entity Identifier None

Principal Office

301 N. NEIL STREET, SUITE 203
CHAMPAIGN
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 217-398-1900, Fax: 217-398-1911

Websites

www.instagram.com/sterling_wealth www.sterlingwealthmanagement.com twitter.com/sterlingwealth www.facebook.com/sterlingwealthmgmt

Chief Compliance Officer

SHARON C. ALLEN
CHIEF EXECUTIVE OFFICER
301 N. NEIL STREET, STE 203
CHAMPAIGN
IL
United States
Tel: 217-398-1900
Fax: 217-398-1911
(Full email address available in API data)

Regulatory Contact

MARTIN P. ALLEN
CHIEF OPERATING OFFICER
301 N. NEIL STREET, SUITE 203
CHAMPAIGN
IL
United States
Tel: 217-398-1900
Fax: 217-398-1911
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ALLEN, SHARON, CHRISTINE Individual – CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER 07/2004 > 75%
Allen, Martin, P. Individual – CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT 07/2004 < 5%

No. Employees, Historic

10502020202120222023202420255 on 3/30/20205 on 6/30/20205 on 1/6/20216 on 3/29/20216 on 4/1/20216 on 7/28/20216 on 10/5/20216 on 10/6/20216 on 10/7/20217 on 3/31/202210 on 3/27/202310 on 11/9/202310 on 1/2/202410 on 3/13/2024

RAUM, Historic

400M200M0202020212022202320242025161831305 on 3/30/2020161831305 on 6/30/2020161831305 on 1/6/2021216872924 on 3/29/2021216872924 on 4/1/2021216872924 on 7/28/2021216872924 on 10/5/2021216872924 on 10/6/2021216872924 on 10/7/2021306321412 on 3/31/2022282978400 on 3/27/2023282978400 on 11/9/2023282978400 on 1/2/2024360592012 on 3/13/2024

No. Clients, Historic

3001500202020212022202320242025185 on 3/30/2020185 on 6/30/2020185 on 1/6/2021164 on 3/29/2021164 on 4/1/2021164 on 7/28/2021164 on 10/5/2021164 on 10/6/2021164 on 10/7/2021186 on 3/31/2022181 on 3/27/2023181 on 11/9/2023181 on 1/2/2024203 on 3/13/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 273K 3K –
ABBVIE INC COM 508K 3K –
ALPHABET INC CAP STK CL A 397K 2K –
ALPHABET INC CAP STK CL C 362K 2K –
AMAZON COM INC COM 392K 2K –
AMERICAN ELEC PWR CO INC COM 382K 4K –
AMERICAN EXPRESS CO COM 1M 5K –
AMERIPRISE FINL INC COM 436K 1K –
AMGEN INC COM 251K 803 –
APPLE INC COM 2M 12K –
AUTOMATIC DATA PROCESSING IN COM 208K 872 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 600K 1K –
BRISTOL-MYERS SQUIBB CO COM 339K 8K –
CATERPILLAR INC COM 656K 2K –
CHEVRON CORP NEW COM 768K 5K –
CISCO SYS INC COM 827K 17K –
COCA COLA CO COM 323K 5K –
COMCAST CORP NEW CL A 1M 34K –
CUMMINS INC COM 328K 1K –
CVS HEALTH CORP COM 257K 4K –
DEERE & CO COM 659K 2K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 741K 25K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 1M 55K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 8M 131K –
DIMENSIONAL ETF TRUST SHORT DURATION F 1M 23K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 273K 5K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 2M 70K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 1M 34K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 2M 83K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 850K 32K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 2M 66K –
DIMENSIONAL ETF TRUST INTL SMALL CAP E 567K 23K –
DIMENSIONAL ETF TRUST ULTRASHORT FIXED 25M 489K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 9M 282K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 7M 254K –
DIMENSIONAL ETF TRUST US EQUITY ETF 3M 50K –
DIMENSIONAL ETF TRUST US TARGETED VLU 10M 185K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 12M 301K –
DIMENSIONAL ETF TRUST GLOBAL EX US COR 604K 12K –
DISNEY WALT CO COM 287K 3K –
ELI LILLY & CO COM 1M 1K –
EXXON MOBIL CORP COM 1M 11K –
FIRSTENERGY CORP COM 286K 7K –
GE AEROSPACE COM NEW 281K 2K –
GORMAN RUPP CO COM 346K 9K –
HOME DEPOT INC COM 446K 1K –
HONEYWELL INTL INC COM 471K 2K –
HUBBELL INC COM 5M 15K –
HUNTINGTON BANCSHARES INC COM 132K 10K –
ILLINOIS TOOL WKS INC COM 406K 2K –
INTEL CORP COM 491K 16K –
INVESTORS TITLE CO NC COM 233K 1K –
ISHARES TR GLOBAL REIT ETF 963K 41K –
ISHARES TR CORE S&P500 ETF 3M 5K –
ISHARES TR MSCI INTL QUALTY 308K 8K –
ISHARES TR CORE S&P US VLU 2M 27K –
ISHARES TR CORE S&P SCP ETF 530K 5K –
ISHARES TR SP SMCP600VL ETF 249K 3K –
ISHARES TR IBOXX HI YD ETF 563K 7K –
ISHARES TR NATIONAL MUN ETF 493K 5K –
ISHARES TR EAFE VALUE ETF 2M 40K –
ISHARES TR CORE S&P MCP ETF 222K 4K –
ISHARES TR CORE S&P TTL STK 331K 3K –
ISHARES TR SELECT DIVID ETF 237K 2K –
ISHARES TR RUS 1000 GRW ETF 270K 740 –
JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 402K 7K –
JOHNSON & JOHNSON COM 840K 6K –
JPMORGAN CHASE & CO. COM 1M 7K –
LINCOLN ELEC HLDGS INC COM 392K 2K –
MARSH & MCLENNAN COS INC COM 593K 3K –
MCDONALDS CORP COM 3M 12K –
MERCK & CO INC COM 425K 3K –
MICROSOFT CORP COM 2M 4K –
NVIDIA CORPORATION COM 314K 3K –
PEPSICO INC COM 1M 9K –
PFIZER INC COM 222K 8K –
PROCTER AND GAMBLE CO COM 797K 5K –
QUALCOMM INC COM 616K 3K –
SCHWAB STRATEGIC TR US BRD MKT ETF 478K 8K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 687K 19K –
SHERWIN WILLIAMS CO COM 987K 3K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 473K 13K –
SPDR INDEX SHS FDS S&P INTL SMLCP 225K 7K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 1M 35K –
SPDR SER TR PORTFOLIO S&P600 369K 9K –
VANECK ETF TRUST HIGH YLD MUNIETF 206K 4K –
VANGUARD BD INDEX FDS SHORT TRM BOND 252K 3K –
VANGUARD BD INDEX FDS INTERMED TERM 297K 4K –
VANGUARD INDEX FDS SM CP VAL ETF 7M 41K –
VANGUARD INDEX FDS GROWTH ETF 1M 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 467K 934 –
VANGUARD INDEX FDS REAL ESTATE ETF 5M 59K –
VANGUARD INDEX FDS TOTAL STK MKT 31M 117K –
VANGUARD INDEX FDS LARGE CAP ETF 212K 848 –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 230K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 199K –
VANGUARD MUN BD FDS TAX EXEMPT BD 364K 7K –
VANGUARD STAR FDS VG TL INTL STK F 4M 67K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 11M 224K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 715K 6K –
VANGUARD WORLD FD ESG US STK ETF 442K 5K –