FALCONS I, LLC
Adviser information for FALCONS I, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $2.3B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $2.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $2.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-112950 |
|---|---|
| SEC ERA File Number | 801-112950 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294460 |
| Legal Entity Identifier | 549300U2NFSQZQ7R5353 |
Principal Office
3344 PEACHTREE ROADSUITE 1725
ATLANTA
GA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 404-953-4900, Fax: None
Chief Compliance Officer
CHASE ELDREDGE
CHIEF COMPLIANCE OFFICER
3344 PEACHTREE ROAD
SUITE 1725
ATLANTA
GA
United States
Tel:
404-751-2991
C*************@******************M
(Full email address available in API data)
Regulatory Contact
ADAM LANGLEY
CHIEF OPERATING OFFICER
3344 PEACHTREE ROAD
SUITE 1725
ATLANTA
GA
United States
Tel:
404-637-0412
A***********@******************M
(Full email address available in API data)
Industry Affiliates
| ANGEL OAK CAPITAL ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ANGEL OAK CAPITAL PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANGEL OAK CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HAWKS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANGLEY, ROBERT, ADAM | Individual | – | CHIEF OPERATING OFFICER | 02/2018 | < 5% |
| ANGEL OAK ASSET MANAGEMENT HOLDINGS, LLC | Domestic Entity | – | OWNER OF FALCONS I, LLC | 01/2020 | > 75% |
| ANGEL OAK COMPANIES, LP | Domestic Entity | ANGEL OAK ASSET MANAGEMENT HOLDINGS, LLC | OWNER OF ANGEL OAK ASSET MANAGEMENT HOLDINGS, LLC | 01/2020 | > 75% |
| PRABHU, SREENIWAS, VIKRAM | Individual | ANGEL OAK COMPANIES, LP | OWNER | 01/2020 | 25-50% |
| FIERMAN, MICHAEL, ALLEN | Individual | ANGEL OAK COMPANIES, LP | OWNER | 01/2020 | 25-50% |
| Filson, Brandon, Robert | Individual | – | CHIEF FINANCIAL OFFICER AND TREASURER, AOMR | 02/2018 | < 5% |
| Eldredge, William, Chase | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| PRABHU, SREENIWAS, VIKRAM | Individual | – | CHIEF EXECUTIVE OFFICER AND PRESIDENT OF ANGEL OAK MORTGAGE REIT | 09/2022 | < 5% |
| Gordon, David, William | Individual | – | CHIEF LEGAL OFFICER - PRIVATE STRATEGIES | 10/2022 | < 5% |
| SAUNDERS, TIMOTHY, K | Individual | – | GENERAL COUNSEL | 07/2023 | < 5% |
| COLOMBO, MICHAEL, JAMES | Individual | – | CHIEF RISK OFFICER | 12/2023 | < 5% |