DIVERGENT PLANNING
DIVERGENT PLANNING, LLC Legal Name
Adviser information for DIVERGENT PLANNING last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 834 | $257.4M |
| Non-Discretionary | 0 | $0 |
| Total | 834 | $257.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $19.6M |
| HNW Individuals | 182 | $237.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 84 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsFINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
6701 DEMOCRACY BLVD.SUITE 300
BETHESDA
MD
United States
Monday - Friday, BY APPOINTMENT
Tel: (240) 428-8911, Fax: None
Websites
www.linkedin.com/company/divergent-planning-llc
www.linkedin.com/in/matthewbrock
www.divergentplanning.com
www.linkedin.com/in/karlymwhitehead
www.linkedin.com/in/nataliebrock/
www.plannersearch.org/financial-advisor/matthew-b-brock
www.plannersearch.org/financial-advisor/karly-whitehead
www.feeonlynetwork.com/financial-advisor/matthew-brock/
www.feeonlynetwork.com/financial-advisor/karly-holland/
www.napfa.org/member/92568/29849
www.napfa.org/member/100896/29849
www.letsmakeaplan.org/find-a-cfp-professional/certified-professional-profile/90f499b4-edf4-4fc1-b3f5-65ff7ba9e031
www.letsmakeaplan.org/find-a-cfp-professional/certified-professional-profile/078d812e-1120-4dd2-939f-f6cd2e765f76
www.plannersearch.org/financial-advisor/joshua-r-stromberg
www.letsmakeaplan.org/find-a-cfp-professional/certified-professional-profile/66456163-b7a9-40c1-ae44-2b0aa50fbc8e
www.linkedin.com/in/araabrahamian
www.linkedin.com/in/karlymwhitehead/
www.linkedin.com/in/cynthia-gennaro-49a0a26/,
www.linkedin.com/in/jackie-bauer-99b51b214/
Chief Compliance Officer
MATTHEW BROCK
MANAGING MEMBER
6701 DEMOCRACY BLVD.
SUITE 300
BETHESDA
MD
United States
Tel:
(240) 428-8911
M***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROCK, MATTHEW, BARNES | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2017 | 50-75% |
| ABRAHAMIAN, ARA, PATRICK | Individual | – | MANAGING MEMBER | 01/2017 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC | COM | 600K | 3K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 29M | 442K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 19M | 206K | – |
| APPLE INC | COM | 2M | 10K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 387K | 954 | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 12M | 277K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 9M | 152K | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 77K | 12K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 305K | 5K | – |
| INVESCO QQQ TR | UNIT SER 1 | 504K | 1K | – |
| ISHARES TR | AGGRES ALLOC ETF | 292K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 74M | 134K | – |
| ISHARES TR | GRWT ALLOCAT ETF | 317K | 6K | – |
| JANUS DETROIT STR TR | HENDERSON MTG | 30M | 671K | – |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 15M | 296K | – |
| LOCKHEED MARTIN CORP | COM | 290K | 622 | – |
| MARRIOTT INTL INC NEW | CL A | 766K | 3K | – |
| MICROSOFT CORP | COM | 344K | 747 | – |
| NOVO-NORDISK A S | ADR | 306K | 2K | – |
| NVIDIA CORPORATION | COM | 449K | 4K | – |
| RBB FD INC | US TREAS 3 MNTH | 4M | 74K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 33M | 62K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 302K | 790 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 211K | 875 | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 598K | 5K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 12M | 236K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 6M | 78K | – |
| VISA INC | COM CL A | 448K | 2K | – |