CONSOLIDATED FINANCIAL
CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLC Legal Name
Adviser information for CONSOLIDATED FINANCIAL last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,286 | $171.9M |
| Non-Discretionary | 62 | $269.3M |
| Total | 1,348 | $441.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 567 | $103.1M |
| HNW Individuals | 60 | $68.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 62 | $269.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-112968 |
|---|---|
| SEC ERA File Number | 801-112968 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119695 |
| Legal Entity Identifier | None |
Principal Office
5850 VENTURE DRIVESUITE A
DUBLIN
OH
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 614-932-0000, Fax: 614-932-0199
Websites
Chief Compliance Officer
EDWARD S. BELL
MANAGING MEMBER, CFP
5850 VENTURE DRIVE
SUITE A
DUBLIN
OH
United States
Tel:
614-932-0000
Fax:
614-932-0199
E****@*********************M
(Full email address available in API data)
Regulatory Contact
ANDREW T. ROSEBERRY
MANAGING MEMBER, CFP
5850 VENTURE DRIVE
SUITE A
DUBLIN
OH
United States
Tel:
614-932-0000
Fax:
614-932-0199
A*********@*********************M
(Full email address available in API data)
Industry Affiliates
| THE WISEMAN AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CURRY, JAMES, MARK | Individual | – | MEMBER | 08/1998 | 10-25% |
| BELL, EDWARD, STEELE | Individual | – | MEMBER & CHIEF COMPLIANCE OFFICER | 11/2018 | 10-25% |
| ROSEBERRY, ANDREW, TODD | Individual | – | MEMBER | 08/1998 | 10-25% |
| THE WISEMAN AGENCY | Domestic Entity | – | MEMBER | 08/1998 | 10-25% |
| ROACH, GERALD, EUGENE | Individual | THE WISEMAN AGENCY | SHAREHOLDER & VICE-PRESIDENT | 06/1987 | 25-50% |
| BELL, ROBERT, ANDREW | Individual | – | MEMBER | 12/2008 | 25-50% |
| WAUGH, LORI, A. | Individual | THE WISEMAN AGENCY | TREASURER | 01/2010 | 50-75% |