LEAP WEALTH MANAGEMENT
LWEALTH, LLC Legal Name
Adviser information for LEAP WEALTH MANAGEMENT last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,264 | $229.1M |
| Non-Discretionary | 3 | $471,109 |
| Total | 1,267 | $229.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 315 | $92.2M |
| HNW Individuals | 54 | $137.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 229.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LEAP WEALTH MANAGMENT WRAP PROGRAM | LEAP WEALTH MANAGEMENT |
Identifiers
| SEC RIA File Number | 801-112978 |
|---|---|
| SEC ERA File Number | 801-112978 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152253 |
| Legal Entity Identifier | None |
Principal Office
8604 GREENVILLE AVE.SUITE A-101
DALLAS
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 214-420-7441, Fax: 214-420-7443
Chief Compliance Officer
TREY TAYLOR
MANAGING MEMBER
8604 GREENVILLE AVE.
SUITE A-101
DALLAS
TX
United States
Tel:
214-420-7441
T*********@*************M
(Full email address available in API data)
Regulatory Contact
NANCY O'HEARN
DIRECTOR
140 E. 45TH STREET
29TH FLOOR (2 GRAND CENTRAL TOWER)
NEW YORK
NY
United States
Tel:
415-230-4909
N***********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEAP, CHRISTOPHER, ALLEN | Individual | – | MEMBER | 11/2009 | 50-75% |
| TAYLOR, TREY, KENYON | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2019 | 25-50% |