AEQUIM ALTERNATIVE INVESTMENTS LP
Adviser information for AEQUIM ALTERNATIVE INVESTMENTS LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $4.4B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $4.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $3.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $1.0B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
2 BELVEDERE PLACESUITE 250
MILL VALLEY
CA
United States
Monday - Friday, 6:00A M - 2:00 PM
Tel: 415-477-9077, Fax: None
Chief Compliance Officer
DAVID C. GOLDSTEIN
CHIEF OPERATING OFFICER
2 BELVEDERE PLACE
SUITE 250
MILL VALLEY
CA
United States
Tel:
415-477-9075
D*@*********M
(Full email address available in API data)
Regulatory Contact
FRANKLIN PARLAMIS
CHIEF INVESTMENT OFFICER
2 BELVEDERE PLACE
SUITE 250
MILL VALLEY
CA
United States
Tel:
415-477-9071
F*@*********M
(Full email address available in API data)
Industry Affiliates
| AEQUIM ALTERNATIVE INVESTMENTS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AEQUIM ARBITRAGE MASTER FUND LP | Hedge Fund | $3,382.2M | $1.0M | 73 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AEQUIM ALTERNATIVE INVESTMENTS LLC | Domestic Entity | – | GENERAL PARTNER | 01/2018 | < 5% |
| PARLAMIS, FRANKLIN, MICHAEL | Individual | – | CHIEF INVESTMENT OFFICER | 01/2018 | 50-75% |
| PARLAMIS, FRANKLIN, MICHAEL | Individual | AEQUIM ALTERNATIVE INVESTMENTS LLC | MANAGER | 10/2018 | > 75% |
| GOLDSTEIN, DAVID, CRAIG | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2018 | 10-25% |
| LEOGRANDIS, GREGORY, JOHN | Individual | – | LIMITED PARTNER | 03/2020 | 5-10% |
| WINCHESTER, CHRISTOPHER, SEAN | Individual | – | LIMITED PARTNER | 03/2020 | 5-10% |
| CATER, CHARLES, DYLAN | Individual | – | LIMITED PARTNER | 03/2020 | 10-25% |
| THE AEQUIM INITIATIVE LLC | Domestic Entity | – | LIMITED PARTNER | 04/2021 | < 5% |
| PARLAMIS, FRANKLIN, MICHAEL | Individual | THE AEQUIM INITIATIVE LLC | MANAGER | 04/2021 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADIENT PLC | ORD SHS | 655K | 27K | – |
| AFFIRM HLDGS INC | NOTE 11/1 | 34M | – | – |
| AIRBNB INC | NOTE 3/1 | 16M | – | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 29M | – | – |
| ALARM COM HLDGS INC | NOTE 1/1 | 34M | – | – |
| ALBEMARLE CORP | 7.25% DEP SHS A | 46M | 1M | – |
| ALGOMA STL GROUP INC | *W EXP 10/19/202 | 373K | 414K | – |
| ALLIANT ENERGY CORP | NOTE 3.875% 3/1 | 74M | – | – |
| ALLURION TECHNOLOGIES INC | *W EXP 08/01/203 | 20K | 123K | – |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 86M | – | – |
| BAXTER INTL INC | COM | 836K | 25K | – |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 2M | – | – |
| BENTLEY SYS INC | NOTE 0.375% 7/0 | 9M | – | – |
| BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 13M | – | – |
| BLACKLINE INC | NOTE 3/1 | 28M | – | – |
| BRIDGEBIO PHARMA INC | NOTE 2.250% 2/0 | 6M | – | – |
| BRIGHTSPRING HEALTH SVCS INC | UNIT 02/01/2027 | 5M | 100K | – |
| BUTTERFLY NETWORK INC | *W EXP 02/12/202 | 1K | 49K | – |
| CABLE ONE INC | NOTE 3/1 | 16M | – | – |
| CAPRI HOLDINGS LIMITED | SHS | 496K | 15K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 55M | 3M | – |
| CHART INDS INC | 6.75DP CNV PFD B | 46M | 815K | – |
| CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 203M | 3M | – |
| CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 159M | 2M | – |
| CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 84M | 1M | – |
| CINEMARK HLDGS INC | COM | 17M | 808K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 1M | 73K | – |
| CLOUDFLARE INC | NOTE 8/1 | 3M | – | – |
| CMS ENERGY CORP | NOTE 3.375% 5/0 | 59M | – | – |
| CNX RES CORP | COM | 68M | 3M | – |
| COINBASE GLOBAL INC | COM CL A | 15M | 69K | – |
| CONFLUENT INC | NOTE 1/1 | 19M | – | – |
| CONMED CORP | NOTE 2.250% 6/1 | 4M | – | – |
| CUTERA INC | NOTE 2.250% 3/1 | 7M | – | – |
| CUTERA INC | NOTE 2.250% 6/0 | 409K | – | – |
| CUTERA INC | NOTE 4.000% 6/0 | 2M | – | – |
| CYTOKINETICS INC | NOTE 3.500% 7/0 | 23M | – | – |
| DATADOG INC | NOTE 0.125% 6/1 | 53M | – | – |
| DISCOVER FINL SVCS | COM | 9M | 68K | – |
| DISH NETWORK CORPORATION | NOTE 12/1 | 6M | – | – |
| DUKE ENERGY CORP NEW | NOTE 4.125% 4/1 | 80M | – | – |
| ENPHASE ENERGY INC | NOTE 0.250% 3/0 | 22M | – | – |
| ENVESTNET INC | NOTE 0.750% 8/1 | 9M | – | – |
| EPR PPTYS | PFD C CV 5.75% | 8M | 440K | – |
| EPR PPTYS | CONV PFD 9% SR E | 1M | 50K | – |
| ETSY INC | NOTE 0.125%10/0 | 65M | – | – |
| ETSY INC | NOTE 0.250% 6/1 | 5M | – | – |
| EURONET WORLDWIDE INC | COM | 683K | 7K | – |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 19M | – | – |
| EXACT SCIENCES CORP | NOTE 1.000% 1/1 | 4M | – | – |
| FIRSTENERGY CORP | NOTE 4.000% 5/0 | 62M | – | – |
| FLUOR CORP NEW | COM | 31M | 701K | – |
| FORD MTR CO DEL | NOTE 3/1 | 46M | – | – |
| FRESHPET INC | NOTE 3.000% 4/0 | 20M | – | – |
| GCM GROSVENOR INC | *W EXP 11/17/202 | 532K | 1M | – |
| GOODYEAR TIRE & RUBR CO | COM | 341K | 30K | – |
| GUARDANT HEALTH INC | NOTE 11/1 | 47M | – | – |
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 28M | – | – |
| HAEMONETICS CORP MASS | NOTE 3/0 | 2M | – | – |
| IMMATICS N.V | *W EXP 07/01/202 | 655K | 253K | – |
| INTEGER HLDGS CORP | NOTE 2.125% 2/1 | 25M | – | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 8M | – | – |
| JAMF HLDG CORP | NOTE 0.125% 9/0 | 18M | – | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 3M | 26K | – |
| LIBERTY MEDIA CORP DEL | NOTE 3.750% 3/1 | 6M | – | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S A | 5M | 237K | – |
| LIVEPERSON INC | NOTE 12/1 | 4M | – | – |
| LUMENTUM HLDGS INC | NOTE 0.500% 6/1 | 12M | – | – |
| MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 7M | – | – |
| MANNKIND CORP | NOTE 2.500% 3/0 | 12M | – | – |
| MARCUS CORP DEL | NOTE 5.000% 9/1 | 12M | – | – |
| NEXTERA ENERGY INC | UNIT 06/01/2027 | 45M | 900K | – |
| O-I GLASS INC | COM | 223K | 20K | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 329M | 8M | – |
| ON SEMICONDUCTOR CORP | NOTE 5/0 | 18M | – | – |
| ONEMAIN HLDGS INC | COM | 409K | 8K | – |
| PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 3M | – | – |
| PAGERDUTY INC | COM | 3M | 114K | – |
| PARSONS CORP DEL | COM | 2M | 29K | – |
| PPL CAP FDG INC | NOTE 2.875% 3/1 | 14M | – | – |
| PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 32M | – | – |
| RAPID7 INC | NOTE 2.250% 5/0 | 12M | – | – |
| RBC BEARINGS INC | 5% CNV PFD SR A | 53M | 435K | – |
| REDWOOD TRUST INC | NOTE 5.625% 7/1 | 1M | – | – |
| REPAY HLDGS CORP | COM CL A | 825K | 78K | – |
| RWT HLDGS INC | NOTE 5.750%10/0 | 4M | – | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 9M | 90K | – |
| SHOPIFY INC | NOTE 0.125%11/0 | 47M | – | – |
| SMART GLOBAL HLDGS INC | NOTE 2.250% 2/1 | 12M | – | – |
| SNAP INC | NOTE 5/0 | 8M | – | – |
| SOUTHERN CO | NOTE 3.875%12/1 | 92M | – | – |
| SPIRIT AIRLS INC | NOTE 1.000% 5/1 | 992K | – | – |
| TELADOC HEALTH INC | NOTE 1.250% 6/0 | 23M | – | – |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 15M | – | – |
| UNITY SOFTWARE INC | NOTE 11/1 | 48M | – | – |
| VARONIS SYS INC | NOTE 1.250% 8/1 | 8M | – | – |
| VENTAS RLTY LTD PARTNERSHIP | NOTE 3.750% 6/0 | 63M | – | – |
| WESTERN DIGITAL CORP. | COM | 12M | 153K | – |
| WOLFSPEED INC | COM | 4M | 164K | – |
| ZIFF DAVIS INC | COM | 4M | 70K | – |
| ZILLOW GROUP INC | NOTE 0.750% 9/0 | 87M | – | – |